Officer, Transaction Surveillance, Legal Compliance and Secretariat

2 days ago

Chennai Tamil Nadu, India DBS Bank Full time

Business FunctionGroup Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust and integrity for all our stakeholders.ResponsibilitiesAML Alert / Surveillance:

- Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank. Review / Analyse the alert and ensure timely and effective disposition of the alerts.Work closely with stakeholders on AML /KYC /Sanctions related items:

- Work closely with stakeholders including operations, business, compliance, legal, audit and other units on AML / KYC related items.Providing support / Assistance for other AML /KYC requirements:

- Providing support on various requirements like updation of watch lists / caution lists,* Knowledge and experience in filing of regulatory reports (STR/CTR/NTR/FMR reporting) etc.* Assistance to other adhoc AML/KYC related activities like, analysis of thematic studies, AML related project and automation.* Timely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.
Review / Analyze the alert and ensure timely and effective disposition of the alerts. Prepare the GoS for filing of STR?s Regulatory Reportings like STR, CTR, NTR, CWTR Preparation of MIS for Trend Analysis, Escalation, Review, etc AML Automation to strengthen existing processes and procedures and identification of new process requirements. Giving advisory on Sanction and KYC matters to BU/SU Preparing adhoc presentations or MIS as per management routineRequirementsTimely monitoring of alerts generated by AML monitoring system (Transaction Surveillance) in line with the internal policies of the bank.* Review / Analyze the alert and ensure timely and effective disposition of the alerts.* Prepare the GoS for filing of STRs* Regulatory Reportings like STR, CTR, NTR, CWTR* Preparation of MIS for Trend Analysis, Escalation, Review, etc* AML Automation to strengthen existing processes and procedures and identification of new process requirements.* Giving advisory on Sanction and KYC matters to BU/SU* Preparing adhoc presentations or MIS as per management routine.en

  • Surveillance Lead

    1 week ago

    Chennai, Delhi, Mumbai, NCR, India Sketchhr Manpower And Hr Consultancy Services Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Hi, Greetings from SketchHR Manpower SolutionsWe are excited to share some excellent career opportunities with one of our esteemed clients, a leading stock broking firm, currently looking to strengthen their Legal & Compliance team. Please find the details below:Legal & Compliance Roles - Capital MarketsLocation: Santacruz, Mumbai (multiple vacancies) |...

  • Fraud Surveillance Analyst

    4 days ago

    Chennai, Tamil Nadu, India Saaki Argus And Averil Consulting Full time ₹ 40,00,000 - ₹ 1,20,00,000 per year

    Role: Fraud Surveillance AnalystExperience: 2-5 yearsLocation: ChennaiKey Responsibilities:Monitor real-time transactions and alerts using fraud detection systems.Analyze customer behavior and transaction patterns to identify anomalies.Investigate potential fraud cases and escalate confirmed or suspected fraud in a timely manner.Prepare detailed reports and...

  • Associate, Specialist Business Legal, Legal Compliance

    2 days ago

    India - Tamil Nadu - Chennai Main DBS Full time ₹ 8,00,000 - ₹ 14,00,000 per year

    Business Function:Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe that at the heart of business banking is to uphold the values of trust...

  • Sr. Specialist

    3 weeks ago

    Chennai, India Mindsprint Full time

    Job Title: Sr Specialist, Trade Surveillance Department: Market ComplianceAbout the RoleWe are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...

  • Sr. Specialist

    3 weeks ago

    Chennai, India Mindsprint Full time

    Job Title: Sr Specialist, Trade Surveillance Department: Market ComplianceAbout the RoleWe are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...

  • Sr. Specialist

    3 weeks ago

    Chennai, India Mindsprint Full time

    Job Title: Sr Specialist, Trade Surveillance Department: Market ComplianceAbout the RoleWe are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...

  • Sr. specialist

    7 days ago

    Chennai, India Mindsprint Full time

    Job Title: Sr Specialist, Trade Surveillance Department: Market ComplianceAbout the RoleWe are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...

  • Sr. Specialist

    2 weeks ago

    Chennai, India Mindsprint Full time

    Job Title: Sr Specialist, Trade Surveillance Department: Market Compliance About the Role We are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...

  • Sr. Specialist

    3 weeks ago

    Chennai, India Mindsprint Full time

    Job Title: Sr Specialist, Trade Surveillance Department: Market Compliance About the Role We are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...

  • Sr. Specialist

    3 weeks ago

    Chennai, India Mindsprint Full time

    Job Title: Sr Specialist, Trade Surveillance Department: Market Compliance About the Role We are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our client’s commodity derivatives trading activities to detect and prevent market abuse. The...