Risk & Compliance Executive
18 hours ago
Total years of experience: 1 year
**Key Responsibilities**:
- Monitor client trades and exposure limits across segments (Equity, F&O, Currency, Commodity) as per exchange and company risk policies.
- Ensure compliance with SEBI, NSE, BSE, MCX, and internal risk management guidelines.
- Review and manage daily margin reports, limit utilization, and square-off procedures to minimize risk.
- Handle RMS-related activities including limit setting, order monitoring, and risk alerts for clients and dealers.
- Maintain records of client risk profiles, KYC compliance and internal audit documentation.
- Coordinate with dealers, branches, and HO for trade approvals, margin calls and compliance clarifications.
- Identify and escalate potential breaches, irregularities, or system anomalies to the senior risk team.
- Support the Compliance department in periodic audits, regulatory reporting and data submissions.
- Stay updated on exchange circulars, margin policy updates, and regulatory changes affecting trading operations.
Pay: ₹15,000.00 - ₹20,000.00 per month
Work Location: In person
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