Compliance Coordinator
2 weeks ago
Person having stock market knowledge and experience in investing.
**Qualification : Passed or Appearing CFA, CA, CS**
**Responsibilities**:
1. Regularly reviewing and implementing SEBI circulars with the support of the team.
2. Daily internal audit tasks in compliance with SEBI requirements.
3. Should have strong communication skills to interact with regulatory officials.
4. Proficient in maintaining documentation.
5. Reviewing customer documents, such as KYC.
6. Have to check customer support call recordings.
7. To check the entire process of sales and support.
8. To review the research report while ensuring grievance and compliance management.
**Job Types**: Full-time, Permanent
Pay: ₹20,000.00 - ₹25,000.00 per month
**Benefits**:
- Cell phone reimbursement
- Health insurance
- Provident Fund
Schedule:
- Day shift
Supplemental Pay:
- Performance bonus
**Education**:
- Master's (preferred)
**Experience**:
- compliance: 1 year (required)
- audit: 1 year (preferred)
Work Location: Hybrid remote in North Twenty Four Parganas, West Bengal
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