Compliance Officer Dealer
6 days ago
**Key Responsibilities**:
- Ensure compliance with SEBI, NSE, BSE, and regulatory norms.
- Execute trades in equities based on internal strategy.
- Monitor daily trade activity and position limits.
- Reconcile trades, positions, and margins.
- Operate BSE BOW and other back-office software.
**Qualification & Skills**:
- Bachelor’s in Finance, Commerce, or related field
- NISM Series-III A certification preferred
- 2+ years in broking, compliance, or prop trading
- Familiar with SEBI/NSE/BSE portals and compliance systems
- Proficient in trading terminals and back-office operations
**Preferred**:
- Experience in prop desk setups (no-client broking)
- Familiarity with audits and compliance checks
- Tech-savvy with automation/reporting tools
**Remuneration**:
Competitive salary
Pay: ₹35,000.00 - ₹50,000.00 per month
Schedule:
- Fixed shift
Supplemental Pay:
- Yearly bonus
Work Location: In person
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