Compliance Officer Dealer

6 days ago


Navrangpura Ahmedabad Gujarat, India ISK Equities Pvt. Ltd. Full time

**Key Responsibilities**:

- Ensure compliance with SEBI, NSE, BSE, and regulatory norms.
- Execute trades in equities based on internal strategy.
- Monitor daily trade activity and position limits.
- Reconcile trades, positions, and margins.
- Operate BSE BOW and other back-office software.

**Qualification & Skills**:

- Bachelor’s in Finance, Commerce, or related field
- NISM Series-III A certification preferred
- 2+ years in broking, compliance, or prop trading
- Familiar with SEBI/NSE/BSE portals and compliance systems
- Proficient in trading terminals and back-office operations

**Preferred**:

- Experience in prop desk setups (no-client broking)
- Familiarity with audits and compliance checks
- Tech-savvy with automation/reporting tools

**Remuneration**:
Competitive salary

Pay: ₹35,000.00 - ₹50,000.00 per month

Schedule:

- Fixed shift

Supplemental Pay:

- Yearly bonus

Work Location: In person


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