Compliance Officer

Client collateral Segregation - Client Fund Allocation - Client Margin Reporting - Retention Process - Ap Reporting, Registration and Audit - Enhance Reporting - Risk Base Supervision - Submission Half year Net worth Certificate - Cyber Security, System Audit and submit VAPT Report - Fatca Reporting and Annual Submission of Exchanges - T+2+5 Day working &...

**1. Handling work with respect to ROC compliances as per the Companies Act, 2013** **2. Handling Compliances with SEBI Regulations i.e. SEBI LODR, PIT, SAST etc.** **3. Coordinate with Advocates/Counsel on behalf of the Company regarding Merger and Amalgamation.** **4. Working knowledge in Public issues, Listing, and Securities Management.** **5....

**Job Title: Compliance Executive** **Location: All over Gujarat** **Responsibilities**: Visit various government offices to ensure smooth compliance operations. Handle PF (Provident Fund) and ESIC (Employee State Insurance Corporation) visits for documentation, follow-ups, and compliance-related activities. Liaise with government officials to address...

**Designation: HR Compliance Officer** **Job description**: Key Role: Having Knowledge of Payroll, HR Compliance like; PF, ESIC, Professional Tax, Generating UAN number & Challan & Labor Laws, filling Online PF/ ESI Challan and payment with the authorized Relevant Experience: Recruitment & Labour/ Statutory Compliance liaisoning with labour Law Act like...

Location: Ashram Road, Ahmedabad Job Purpose: The Compliance Officer will be responsible for ensuring all care notes submitted by support workers are thoroughly reviewed and analyzed. This includes ensuring that medication plans, hygiene routines, personal care routines, community visits, medical appointments, and diet plans are completed on time and...

Compliance Officer - Banking Experience **1. Regulatory and other authority liaison**: - Keep business updated with most recent regulatory changes defined by RBI guidelines. - Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. - Manage implementation of new regulatory initiatives...

**1. Regulatory and other authority liaison**: - Keep business updated with most recent regulatory changes defined by RBI guidelines. - Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. - Manage implementation of new regulatory initiatives pertaining to compliance and communicate...

**1. Regulatory and other authority liaison**: Keep business updated with most recent regulatory changes defined by RBI guidelines. Managing regulators' visits, audits, and inspections including RBI, Credit Reporting agencies, and other regulatory body. Manage implementation of new regulatory initiatives pertaining to compliance and communicate regulatory...

**Assistant - Compliance Officer** Ahmedabad, India We are seeking a dynamic Legal & Labour Welfare Executive who want to Kickstart his career with a dynamic Legal & Compliance role! in handling legal, welfare, and HR-related tasks. **Roles and Responsibilities** (Training will be provided in case if fresher for all the tasks mentioned below) Learn to...

**Function**: Compliance Officer **Location**: Ahmedabad **Description**: - Looking overall compliance as applicable to IRDAI Insurance Broker including preparation and filling retunes. (Quarterly/Half Yearly/Yearly/POS-Half Yearly Return) - Monitor company compliance with regulations (Intimation Of Branch opening/Closing also newspaper advertise for...