Broking Back-office

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4 yrs Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e....

**Work Experience required** **Bank reconciliation** **Reconciliation of Exchange accounts** **Reconciliation of different charges collected from clients and paid to Exchanges/ SEBI** **Complete knowledge of upstream and down-stream of Funds as per SEBI regulations.** **Journal Entries/ Contra Entries** **Payment to clients** **Bank receipt...

Generate quotations by using Insurance company’s portal. Policy Issuance. Coordinate with Agents regarding required documents. Maintain records of all policy in back office software. Take proper training of insurance company portal **Eligibility**: 1-2 Years of Experience with Insurance or Insurance Broking Company. **CTC**: Up to 3.00 LPA for...

Incumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and extremely high on initiatives - 5. Self-starter - should be able to work with minimum supervision - 6. Ability...

We have urgent opening in Kurla for Back office Executive. Job Summary: The Back Office Executive will be responsible for handling day-to-day operational activities, ensuring smooth settlement of trades, client account management, compliance with regulatory requirements, and coordination with other teams to support front office operations. Key...

Dear Candidates,We have urgent opening in Kurla for Back office Executive.Job Summary: The Back Office Executive will be responsible for handling day-to-day operational activities, ensuring smooth settlement of trades, client account management, compliance with regulatory requirements, and coordination with other teams to support front office operations. Key...

**Role Overview**: - Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to...

JOB DETAILS · Ensuring all operations are carried on in an appropriate, cost-effective way· Improving operational management systems, processes and best practice· Oversight of day-to-day operations · Interpretation of data and analytics and report generation. · Must have Experience in Excel handling Word and good typing speed FUNCTIONAL AREA Back...

FILE DOWNLOADING, - FO BILL PROCESS, - CURRENCY BILL PROCESS - CONTRACT NOTE,BILL & MARGIN GENRATING AND SENDING PROCESS - OBLIGATION RECONCILE - ALL SEGMENT MARGIN FILE DOWNLOAD, - IMPORTING OF FILES RECEIVED FROM DP AND RECONCILE - RESOLVING OF CLIENTS QUERRY AS PER CALL - SENDING OF SECURITY LEDGER EQUITY SEGMENT, - AGTS STATEMENT OF ALL...

**Responsibilities**: - Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. - Vendor management. - Able to build and manage teams for important functions like account opening, paying payout stock and funds, DP account, customer modification, RMS etc. - Responsible for customer support and seamless...