Current jobs related to Regulatory Reporting Associate - Gurugram Haryana - Ameriprise Financial
-
Regulatory Reporting
7 days ago
Gurugram, Haryana, India CAPCO Full time**Regulatory Reporting-** Role Description Role will provide Execution Support to IRR-PRA Workstreams Key Responsibilities - Support management in the execution of IRR standards for Large Exposure Returns in scope of PRA Workstreams. - Support where required the successful remediation of the COR002 (COREP Large Exposures) return issue closures. - Support...
-
Regulatory Reporting Associate
2 weeks ago
Gurugram, Haryana, India Ameriprise Financial Full timeAs a member of the Fund Administration Financial Reporting team, you will join a growing team focused on monthly, quarterly and annual deliverables. **Responsibilities** Prepare and review monthly Form N-PORT for all assigned mutual funds with the SEC Review financial information for accuracy and analyze various financial relationships Complete all...
-
Dvp - Regulatory Reporting
6 days ago
Gurugram, Haryana, India OakNorth Bank Full timeo COREP o FINREP o PRA/FSA and FCA returns o BOE returns Therefore, learning all the regulatory returns across capital, liquidity and leverage is the key opportunity in this role. - The Regulatory reporting team is also responsible for daily liquidity reporting, ALCO reporting and IRRBB reporting to support Treasury balance sheet management activities. -...
-
Portfolio Regulatory Reporting
7 days ago
Gurugram, Haryana, India BlackRock Investments Full time**Location**: **Gurgaon, Haryana** Team: **Compliance** Job Requisition #**:R257322** Date posted**:Oct. 06, 2025** **Job description**: **About this role** **About BlackRock** Want to elevate your career by being a part of the world's largest asset manager? Do you love working in an environment that develops positive relationships and recognizes...
-
Avp: Regulatory Reporting Gsc’s
2 weeks ago
Gurugram, Haryana, India HSBC Full time-Job description **Business**:Global Finance / Finance Operations **Open positions**:1 **Role Title**: AVP: Regulatory Reporting GSC’s **Global Career Band**:5 **Location **_(Country / City )_**:India/Gurugram **Recruiter Name**: Anitha ALLIMANDADI **The Opportunity**: This role is within the Regulatory Reporting teams that require additional...
-
Trade & Transaction Reporting Associate
2 weeks ago
Gurugram, Haryana, India NatWest Digital X Full timeCustomer Service & Operations, Customer Trade & Transaction Reporting Associate - Gurugram, India- Permanent- Full Time#R-00246041 Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive. - This role is based in India and as such all normal working days...
-
Avp - Irr Regulatory Reporting Gsc’s
2 weeks ago
Gurugram, Haryana, India HSBC Full time-Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is,...
-
Avp - Irr Regulatory Reporting Gsc’s
2 weeks ago
Gurugram, Haryana, India HSBC Full time-Job description **Some careers have more impact than others.** If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is,...
-
Financial Reporting Associate
2 weeks ago
Gurugram, Haryana, India Ameriprise Financial Full timePrepare annual, semiannual, and quarterly financial reports for the Columbia Mutual Funds, Life and Annuity Products and Collective Funds, including financial statements, notes to the financial statements, financial highlights and portfolio of investments. Preparation of various internal reports and reports that are filed with regulatory agencies including...
-
Fidelity International
4 weeks ago
Gurugram, India FIL India Business and Research Services Private Full timeAbout The OpportunityJob Type: PermanentApplication Deadline: 08 November 2025Title : Senior Analyst, Global Regulatory ReportingDepartment : Global Regulatory ReportingLocation : GurgaonReports To Global Regulatory Reporting Senior ManagerLevel : Senior AnalystWe're proud to have been helping our clients build better financial futures for over 50...
Regulatory Reporting Associate
3 weeks ago
The Regulatory Reporting Analyst is responsible for the processing and submission of threshold based reporting to regulatory / quasi-regulatory bodies and issuing companies, and for data assurance of key information used to define reporting requirements.
The role is for an analyst experienced in reporting, competent at analyzing and interpreting reporting requirements and prioritizing a demanding and diverse workload.
**Responsibilities**
Produce monthly, quarterly and occasional ad-hoc reporting to agreed timescales for all ECRR Reporting across the Ameriprise Financial, Inc. group of companies. Ensure that all regulatory reporting is performed to the highest quality and in line with the Regulatory Reporting Standards.
Develop and maintain Subject Matter Expertise in the following areas of regulatory reporting (Industry standard templates published by FinDatEx ; use of CSS Group's Accudelta, Consensus and Silverfinch systems to produce and disseminate reporting ; German Financial Industry enhanced transparency requirements).
Ensure the process for end-to-end delivery of selected areas of regulatory reporting (including content supplied by other teams to Regulatory Reporting team) is robust and controlled. Maintain Operating Model documentation, process, procedure risk and control documentation and KPIs to support this. Contribute towards further streamlining of and risk mitigation of regulatory reporting processes.
Research, monitor and assess the impact of business changes (e.g. corporate entity change, new instrument types, new products, new clients) and regulatory change (e.g. FinDatEx revisions ; notifications from Regulatory Change, GCO or Distribution ; industry groups and publications) on selected areas of regulatory reporting.
Develop and maintain operator level capability in selected areas of regulatory reporting from the following list (EMIR ; Enhanced Takeover Reporting ; Form CPO-PQR ; Form PF ; Issuer Holding Requests ; Large Holding Reporting ; MIFID II Trade and Transaction; Section 13 ; Short Selling) and its applicability to Columbia Threadneedle Investments.
**Required Qualifications**
A self-starter - motivated and able to act on own initiative. Enthusiastic.
Approachable and able to work with people at all levels in the organisation.
A team player: able to motivate & contribute to and or lead effective teams.
Inquisitive, with good logical, analytical, and diagnostic skills.
Pro-active, owns and resolves issues; has a strong attention to detail.
Able to deliver to tight deadlines, whilst maintaining quality.
Good working knowledge of the Microsoft Office suite.
Regulatory threshold reporting experience (ECRR or Fund Detail Reporting would be advantageous)
Strong understanding of regulations and direct experience of monitoring and disclosure processes.
Good understanding of instruments (equities, fixed income and derivatives) and products (OEICs, Life/Pension Funds, Hedge Funds)
Meticulous eye for detail (e.g. for checking disclosures, reading regulations).
Good interpersonal and communication skills, both verbal and written.
Able to manage a variable workload with a variety of deadlines.
**Preferred Qualifications**
IMC or similar qualification.
A sound knowledge of Investment Management processes
Degree qualified or equivalent
**About Our Company**
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.
