Compliance Testing Officer

2 days ago

Chennai Tamil Nadu, India Citi Full time

**Responsibilities**:

- Evaluate, enhance, and implement best -in-class Financial Crimes Compliance policies and practices.
- Provide expert advice on AML Compliance policies to the AML/Financial Crimes Support teams and the business.
- Perform AML Compliance quality and testing, evaluate process deficiencies, analyze control measures, enhance reporting capabilities, and recommend corrective actions while satisfying regulatory and audit commitments. Further, assess and identify emerging risks and recommend / drive program enhancements.
- Evaluate and respond to escalated matters; further escalate unusual activity as needed. Advise senior management on next steps.
- Create, develop, and deliver relevant training to business and functional partners.
- Has the ability to operate with a limited level of direct supervision.
- Can exercise independence of judgement and autonomy.
- Acts as SME to senior stakeholders and /or other team members.

**Qualifications**:

- 10-12 years of experience in large Financial, Regulatory and Risk management environments.
- A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML, Sanctions and Anti Bribery & Corruption.
- Awareness of Compliance Risk Management Framework, policies, standards, guidelines, and procedures as well as the ability to interpret regulations applicable to the organization.
- Experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
- Certifications in AML and auditing area preferred.
- Effectiveness in working within a large scale and complex matrix organization is essential.
- Excellent oral communication and writing skills in interacting with non-executives and executive management and across multiple business lines and control functions.
- Recommends appropriate and pragmatic solutions to risk and control issues.
- Applies knowledge of key regulations to influence audit testing review scope.
- Develops effective line management relationships to ensure strong understanding of the business.
- Advanced analytical skills Ability to both works independently and collaborate with team members.
- An individual contributor role focused on delivering high quality work independently, leveraging specialized skills & expertise without managing a team.

**Education**:

- Bachelor’s degree; experience in compliance, internal or external auditing, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; Advanced degree or relevant certification a plus.
- Master's degree preferred.**Job Family Group**:
Compliance and Control
- **Job Family**:
Testing
- **Time Type**:
Full time
- Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

View the "**EEO is the Law**" poster. View the **EEO is the Law Supplement**.

View the **EEO Policy Statement**.

View the **Pay Transparency Posting

  • Testing Officer

    2 weeks ago

    Chennai, Tamil Nadu, India Karur Vysya Bank Full time

    Are you a detail-oriented individual with a passion for ensuring the quality of processes and products? Karur Vysya Bank is looking for a Testing Officer to join our team and help us maintain the high standards that our customers have come to expect. Company Name: Karur Vysya Bank Job Title: Testing Officer Location: [insert location] **Job...

  • Compliance Officer

    4 days ago

    Chennai, Tamil Nadu, India Yubi Full time

    **Job Information**: Company **Yubi*** Industry **Financial Services*** City **Chennai*** State/Province **Tamil Nadu*** Country **India*** Zip/Postal Code **600006*** **About us**: Yubi stands for ubiquitous. But Yubi will also stand for transparency, collaboration, and the power of possibility. From being a disruptor in India’s debt market...

  • Openings For 401K Compliance Testing

    2 days ago

    Chennai, Tamil Nadu, India RRD Full time US$ 90,000 - US$ 1,20,000 per year

    Apply Here: (Copy/paste in browser) Job Domain: 401K Retirement Compliance Testing (Immediate Joiner)Experience Level: 2-8 YearsShift : Flexible to work in rotational shifts is mandatoryDays Off: Fixed Saturday and Sunday (Flexible to support on Saturday if required)Mode of Work : Work from officeJob Description: We are seeking a detail-oriented and...

  • Legal Compliance Officer

    2 weeks ago

    tamil nadu, India Wenger & Watson Full time

    Responsibilities: The Process Associate will be responsible for, but not limited to, the followingtasks: Review and draft agreements, along with other related documents such as board consents. Maintain accurate records related to the legal and operational structure of US entities,ensuring compliance with internal policies and US corporate law. Understand...

  • Associate, QA

    4 days ago

    Chennai, Tamil Nadu, India Standard Chartered Full time

    Job ID: 38387 Location: Chennai, IN Area of interest: Technology Job type: Regular Employee Work style: Office Working Opening date: 2 Sept 2025 **Job Summary** - Understand User Story, design functional test scenarios/ test cases and test execution through manual & automation scripts - Experience in front end screens,API testing and microservices...

  • Compliance Officer

    2 weeks ago

    Chennai, India MTC Business Full time

    Position Summary: The Industrial Compliance Officer will be responsible for ensuring 100% statutory and regulatory compliance for the steel plant. This includes managing all legal obligations under central, state, and local laws related to industrial operations, environmental norms, labour welfare, safety, and licensing. The role demands proactive...

  • Compliance Officer

    4 days ago

    Chennai, Tamil Nadu, India MTC Business Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Position Summary: The Industrial Compliance Officer will be responsible for ensuring 100% statutory and regulatory compliance for the steel plant. This includes managing all legal obligations under central, state, and local laws related to industrial operations, environmental norms, labour welfare, safety, and licensing. The role demands proactive...

  • Architect, Test Automation

    1 week ago

    Chennai, Tamil Nadu, India ValGenesis Full time

    **About ValGenesis** ValGenesis is a leading digital validation platform provider for life sciences companies. ValGenesis suite of products are used by 30 of the top 50 global pharmaceutical and biotech companies to achieve digital transformation, total compliance and manufacturing excellence/intelligence across their product lifecycle. **About the...

  • Spl'st, QA

    2 weeks ago

    Chennai, Tamil Nadu, India Standard Chartered Full time

    Job ID: 28967 Location: Chennai, IN Area of interest: Technology Job type: Regular Employee Work style: Office Working Opening date: 30 May 2025 **Job Summary** - We are seeking a highly skilled and detail-oriented Test Manager manager to join our team. In this role, you will be responsible for developing and implementing test strategies and plans for...

  • Compliance Compliance

    4 days ago

    Chennai, India Antal International Full time

    Compliance Department - Analyst (KYC Team) Location: Chennai We are seeking a KYC Analyst to join our Corporate Compliance team in Chennai. This role offers the chance to work in a dynamic, international environment while contributing to the growth and effectiveness of the company’s compliance programme. You will collaborate closely with Compliance...