Current jobs related to Investment Compliance - Goregaon East Mumbai Maharashtra - JPMorgan Chase & Co
-
Investment Compliance
2 weeks ago
Goregaon East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time**JOB DESCRIPTION** Worldwide Securities Services (WSS) Summary**: **Department Summary**: Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers, fund sponsors and trustees to efficiently detect and manage violations of client-specified...
-
Investment Compliance
2 weeks ago
Mumbai, Maharashtra, India JPMorganChase Full time**JOB DESCRIPTION** Introductory market language** Take a lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers **Job Summary** As a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to...
-
Investment Compliance
7 hours ago
Mumbai, Maharashtra, India State Street Full timeWhat you will be responsible for: - Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / investment mandate and extracting compliance restrictions to create a compliance rule matrix. - Liaise with clients to obtain additional information that may be necessary from time to time to code...
-
Head of Investment Compliance
1 week ago
Mumbai, Maharashtra, India Michael Page Full timeOpportunity to work with a leading AMCOpportunity to work directly with the senior managementAbout Our ClientLeading AMC playerJob DescriptionTeam Leadership & Development Lead, mentor, and develop a team of compliance professionals. Plan, prioritize, and align team objectives with departmental goals and ensure ongoing skill development.Portfolio & Trading...
-
Senior Compliance Officer
1 day ago
mumbai, India ValueQuest Investment Advisors Full timeAbout the jobWe are seeking a dynamic and experienced Senior Compliance Officer as part of our Mumbai-based team to oversee the overall compliance framework and regulatory obligations of our Alternate Investment Funds (AIFs) in India. The role involves ensuring adherence to relevant regulations, allied laws and internal policies while providing strategic...
-
Senior Compliance Officer
17 hours ago
Mumbai, India ValueQuest Investment Advisors Full timeAbout the job We are seeking a dynamic and experienced Senior Compliance Officer as part of our Mumbai-based team to oversee the overall compliance framework and regulatory obligations of our Alternate Investment Funds (AIFs) in India. The role involves ensuring adherence to relevant regulations, allied laws and internal policies while providing strategic...
-
Senior Compliance Officer
1 day ago
Mumbai, India ValueQuest Investment Advisors Full timeAbout the jobWe are seeking a dynamic and experienced Senior Compliance Officer as part of our Mumbai-based team to oversee the overall compliance framework and regulatory obligations of our Alternate Investment Funds (AIFs) in India. The role involves ensuring adherence to relevant regulations, allied laws and internal policies while providing strategic...
-
Acaipl Investment
2 weeks ago
Mumbai, Maharashtra, India Acaipl Investment & Financial Services Private Ltd Full timeAbout Us:Areion Assets Management Private Limited is an investment manager to a SEBI Registered Category II and Category I Alternative Investment Fund. Areion AMC has successfully launched 4 no. of schemes under Cat II & 3 schemes under Cat I- SSF.The AMC has applied for 1 new scheme under Cat I with SEBI having target corpus of INR 500 crores.Job Summary:We...
-
Head Of Investment Compliance
2 weeks ago
Mumbai, Maharashtra, India Franklin Templeton Investments Full timeAt Franklin Templeton were driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals Our dynamic and diversified firm spans asset management wealth management and fintech offering many ways to help investors make progress toward their goals Our talented teams working around the globe bring...
-
Venture Capital Investment Analyst
6 days ago
Mumbai, Maharashtra, India Samarthya Investment Advisors Full timeJob DescriptionFull-Time Opportunity: Venture Capital Investment Analyst at SamarthyaLocation: Nariman Point, Mumbai/ Bangalore / ChennaiCommitment: Full-timeRequirements:NISM Series XIX-D exam (For Cat I and II AIF )About UsSamarthya (https://www.samarthya.co.in/) is an early-stage venture capital firm focused on investing in high-potential startups in...
Investment Compliance
2 weeks ago
**JOB DESCRIPTION** Worldwide Securities Services (WSS) Summary**:
**Department Summary**:
Market-leading post-trade compliance reporting services for portfolio risk management. J.P. Morgan's market-leading Compliance Reporting Services enables asset managers, fund sponsors and trustees to efficiently detect and manage violations of client-specified investment rules, facilitating risk reduction and demonstrating industry best practices. With more than 200 clients and 6,000 portfolios-including more than 2,000 mutual funds-the firm services a large number of sophisticated investors globally, representing approximately $2 trillion in assets. Our diverse client list includes corporate and public pensions, investment managers, endowments and foundations, corporate cash, insurers and central banks.
**Key Accountabilities/Major Responsibilities**:
This role will incorporate the following:
**Client Focused**
Provided with a set of clients, the Compliance Reporting Analyst would be responsible for:
- Ensure the setup of rules are in line with Client Investment Agreement.
- Able to interpret regulatory changes if any and accordingly provide functional input to make necessary changes to any existing rules.
- Act as a change agent and provide technical expertise to key projects/initiatives in the compliance reporting function.
- Able to provide an e2e view of the rule coded, whether it is working properly and resultant breaches if any.
- Is able to appreciate specific client nuances successfully and provide an appropriate & optimal solution to meet objectives.
- Maintaining existing fund "rules" within the system and tailoring available solutions to the changing needs of the client in a timely manner.
- Scope client requirements against that of the system and perform maintenance to the client's account.
- Investigate investment guideline breaches with the investment manager to assist the client in the breach resolution process.
- Keep upto date with industry practice, product development and evolving regulations.
**Technically Focused**
- Concentrate on problem-solving technical and involved requests for clients across the globe, as part of discrete implementations of new business.
- Interpreting investment mandates to identify "rules"
- Logical, problem-solving, technical person would be ideally suited.
**Key responsibilities**:
- Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients.
**Knowledge and Experience Required**:
- Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) advantageous but not essential.
- Qualification involving financial instruments beneficial.
- Coding or report writing experience, ideally with logic-based database systems
- Excellent financial market and instrument knowledge
- Compliance reporting product knowledge
- Excellent written and verbal communication
- Strong analytical, organisational and problem solving skills
- PC literacy, especially in Microsoft® Excel
**ABOUT US**
JPMorgan Chase & Co., one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
**ABOUT THE TEAM**
The Corporate & Investment Bank is a global leader across investment banking, wholesale payments, markets and securities services. The world’s most important corporations, governments and institutions entrust us with their business in more than 100 countries. We provide strategic advice, raise capital, manage risk and extend liquidity in markets around the world.
Operations teams develop and manage innovative, secure service solutions to meet clients’ needs globally. Developing and using the latest technology, teams work to deliver industry-leading capabilities to our clients and customers, making it easy and convenient to do business with the firm. Teams
