1lod Control Testing

3 days ago

Pune Maharashtra, India Northern Trust Corp. Full time

About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

We are seeking suitable incumbents to join our newly established Centralized 1LoD Control Testing function (1LoD Testing). This 1LOD Testing team aims to standardize and enhance our control testing practices across all Business Units and Corporate Functions. As a key member of this team, you will play a pivotal role in supporting risk management activities across the organization. This includes the opportunity to be immersed across multiple operational and compliance areas, with opportunities to specialize in specific areas of interest.

This role will operate under general supervision; however, will primarily work independently to actively execute control test plans. Regular activities include a risk-based control review, effective test execution, and an in-depth analysis of control test results to identify key trends and solutions.

The key responsibilities of the role include:

- Leads controls testing execution including walkthroughs, design, and operating effectiveness testing.
- Ensures all aspects of testing are properly documented in prescribed templates and First Line of Defense Control Testing Methodology and in line with testing quality expectations.
- Draft reporting and incorporate feedback resulting from Test Lead/Manager review.
- Responsible for identification and escalation of follow-ups and potential deficiencies.
- Work closely with stakeholders of varying levels to remediate risk areas while driving improved operations/compliance.
- Assist with control projects, operational and/or corporate risk initiatives, where directed.
- College or university degree is preferred
- 6 to 12+ years of risk and control experience
- Experience in financial services industry, including regulatory experience
- Understanding of control frameworks and testing methodologies
- Self-motivated with strong collaboration and communication skills, both verbal and written
- Excellent analytics skills and attention to detail
- Ability to juggle multiple tasks while effectively able to work towards deadlines
- This role will be for EMEA shift coverage.

Working with Us:
As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

Reasonable accommodation


We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

  • 1LoD Finance Control Testing

    2 days ago

    Bengaluru, Pune, India Northern Trust Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    We are seeking suitable incumbents to join our newly established Centralized 1LoD Control Testing function (1LoD Testing). This 1LOD Testing team aims to standardize and enhance our control testing practices across all Business Units and Corporate Functions. As a key member of this team, you will play a pivotal role in supporting risk management activities...

  • ▷ (15h Left) Associate Consultant - Technology 1lod Control Testing - Pune

    5 days ago

    Pune, Maharashtra, India Northern Trust Full time

    About Northern Trust Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889 Northern Trust is proud to provide innovative financial services and guidance to the world s most successful individuals families and institutions by remaining true to our enduring...

  • Control Testing

    18 hours ago

    Pune, Maharashtra, India Barclays Full time

    Join us as a Control Testing at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer experiences. To be successful as a Control Testing, you should have experience with: **Basic/ Essential...

  • Associate Consultant

    3 weeks ago

    Pune, Maharashtra Bangalore, Karnataka, India Northern Trust Full time

    About Northern Trust Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889 Northern Trust is proud to provide innovative financial services and guidance to the world s most successful individuals families and institutions by remaining true to our enduring...

  • Fic Business Control Unit, Avp

    18 hours ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    **FIC Business Control Unit, AVP**: **Job ID**:R0391474 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-06-06 **Location**:Mumbai **Position Overview**: **Job Title**:FIC Business Control Unit** **Location: Mumbai, India** **Corporate Title: AVP** **Role Description** The FIC division spans multiple products and markets...

  • Senior Manager

    1 day ago

    Mumbai, Maharashtra, India Crescendo Global Full time

    Senior Manager - Quality Assurance - 6 to 9 Years - Mumbai Senior Manager - QA Specialist role focused on 1LoD financial crime testing within the Asset Management industry involving KYC review QA QC testing reporting and regulatory risk management Location - Mumbai Your Future Employer - A global services provider in the asset management space ...

  • Control Testing

    2 weeks ago

    Pune, Maharashtra, India Barclays Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Date live:09/04/2025Business Area:RiskArea of Expertise:ControlsContract:PermanentReference Code:JR Join us as a Control Testing at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionise our digital offerings, ensuring unapparelled customer...

  • Technology Controls Testing

    3 days ago

    Pune, Maharashtra, India Barclays Full time

    Job Title: Technology Controls Testing - BA4 Location: Pune About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment...

  • Control Testing

    3 weeks ago

    Pune, Maharashtra, India Barclays Full time

    In a Controls role you ll ensure rigorous and consistent management of Barclays control environment in collaboration with business partners Your work will safeguard the organization s integrity and compliance See your commute Join us as a Control Testing at Barclays where you ll spearhead the evolution of our digital landscape driving innovation and...

  • Control Testing

    2 days ago

    Gera Commerzone SEZ, Pune, India Barclays Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job DescriptionPurpose of the roleTo partner with the bank, to provide independent insurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the bank's internal controls framework.  AccountabilitiesCollaboration across the bank to maintain a satisfactory, robust, and efficient control environment through the...