1LoD Finance Control Testing
2 weeks ago
We are seeking suitable incumbents to join our newly established Centralized 1LoD Control Testing function (1LoD Testing). This 1LOD Testing team aims to standardize and enhance our control testing practices across all Business Units and Corporate Functions. As a key member of this team, you will play a pivotal role in supporting risk management activities across the organization. This includes the opportunity to be immersed across multiple operational and compliance areas, with opportunities to specialize in specific areas of interest.
These roles will operate under general supervision; however, will primarily work independently to actively execute control test plans. Regular activities include a risk-based control review, effective test execution, and an in-depth analysis of control test results to identify key trends and solutions.
The key responsibilities of the role include:
- Leads controls testing execution including walkthroughs, design, and operating effectiveness testing.
- Ensures all aspects of testing are properly documented in prescribed templates and First Line of Defense Control Testing Methodology and in line with testing quality expectations.
- Draft reporting and incorporate feedback resulting from Test Lead/Manager review.
- Responsible for identification and escalation of follow-ups and potential deficiencies.
- Work closely with stakeholders of varying levels to remediate risk areas while driving improved operations/compliance.
- Assist with control projects, operational and/or corporate risk initiatives, where directed.
The successful candidate will benefit from having:
- College or university degree is preferred
- 4 to 9+ years of risk and control experience
- Experience in financial services industry, including regulatory experience
- Understanding of control frameworks and testing methodologies
- Self-motivated with strong collaboration and communication skills, both verbal and written
- Excellent analytics skills and attention to detail
- Ability to juggle multiple tasks while effectively able to work towards deadlines
- This role will be for EMEA shift coverage (3:30 PM IST to 12:30 AM IST).
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