
Compliance Auditor
18 hours ago
Posted: 29/10/2024
- Competitive- India- Permanent**Company Profile**:
**Key Responsibilities**:
**The main duties will be to**:
- Undertake internal audits of business activities against defined criteria - principally, but not limited to, auditing compliance with Contractor Onboarding requirements (contract paperwork, legal, contractual, and professional services).
- Work to resolve non-compliant placements by liaising with Commercial Compliance Officers, Assignment Support Teams, and Commercial & Legal Officers.
- Collate and report on suggestions for improvements to processes, documents, and approaches that will prevent non-compliant placements.
- Maintain accurate and up to date databases relating to commercial compliance, including, but not limited to, SharePoint Contract Items and Onboarding Checklists.
- Undertake other duties commensurate with the position to ensure the smooth operation of NES Fircroft’s high commercial compliance standards.
**Essential Criteria**:
- Working knowledge of Excel, Word, PowerPoint, and Outlook.
- Excellent written and verbal communication skills, with a strong, clear, and confident telephone/videocall manner.
- Excellent organizational skills and ability to prioritize work and meet deadlines.
- Excellent attention to detail.
- Experience in quickly learning new processes, and strong ability to follow them consistently.
- Proven ability to accurately and consistently document and file written and verbal information.
- The ability to work well independently while understanding when to refer to other team members, many of whom are based in the UK and USA.
**Desirable Criteria**:
- Conversant with database systems (e.g., SharePoint or similar).
- Conversant with Customer Relationship Management (CRM) and onboarding systems (e.g., Bullhorn or Bullhorn Back Office).
- Conversant with SmartSheet.
- Previous compliance and contract management or contract administration experience.
- Bachelor’s degree or similar experience.
**Rahul Lamani**
- Talent Acquisition Associate
-
Sox Compliance Auditor
1 week ago
Bengaluru, India Currenex State Street Trust Company Full timeJob Description SOX Compliance Program (FCO) The Financial Control Oversight (FCO) department is responsible for the execution of Sarbanes Oxley (SOX) program across the entire organization of State Street. Key functions of this group include determining the material accounts, business area locations, and risks required to be addressed as part of the SOX...
-
ISO Auditor
5 days ago
Noida, India Job24by7 Full timeJob Description Job Summary: ISO Auditor with 23 years of experience in conducting internal and external ISO audits. The ideal candidate will have a strong understanding of ISO standards and quality management systems, particularly ISO 9001, ISO 27001, or similar frameworks. You will be responsible for ensuring compliance, identifying risks, and...
-
Senior Internal Auditor – IT Risk/Compliance
2 weeks ago
Bengaluru, India Aditi Consulting Full timeJob Description Job Overview This position is an individual contributor within the Internal Audit Team responsible for leading and executing high-impact, risk-based IT audit engagements aligned with regulatory frameworks (e.g., SOX, FFIEC, NIST) and organizational priorities. The ideal candidate will have experience auditing complex IT environments and a...
-
▷ Apply in 3 Minutes: Sox Compliance Auditor
2 weeks ago
Bengaluru, India Currenex State Street Trust Company Full timeJob Description Officer 1 (Auditor) - SOX Compliance Program (FCO) The Financial Control Oversight (FCO) department is responsible for the execution of Sarbanes Oxley (SOX) program across the entire organization of State Street. Key functions of this group include determining the material accounts, business area locations, and risks required to be...
-
Compliance Executive
18 hours ago
India Jhaveri Securities Full time**Compliance Executive** **Responsibilities**: - Responsible for SEBI / Exchange & Client Compliance. - Handling SEBI / Exchange Inspection. - Coordinate with internal dept. /associate for Meeting SEBI /Exchange - compliance with deadline for data submission. - Must update with all recent SEBI / Exchange compliance amendment. - Understand / discuss with...
-
Compliance Manager
2 weeks ago
india Emkay Global Financial Services Ltd Full timeJob Responsibilities :-• Monitoring of ongoing compliance and reporting as required under SEBI AIF and PMS regulation – Preparation and submission of required monthly, quarterly, annual regulatory/ CTR and other compliance filings, reports, & disclosures to SEBI and other relevant authorities like trustees, custodians, RBI, etc. • Liasoning and...
-
Auditor Ii Scfs
2 days ago
India NSF International Full timeJob Description - To provide audit services within **Supply Chain Food Safety business unit.**This position is responsible for evaluating assigned suppliers’ compliance with relevant standards and pre-determined criteria for food safety and quality; producing reports detailing audit findings; communicating those results to the supplier as well as NSF team...
-
Internal Auditor
2 days ago
India PeeJay Ventures Pvt Ltd Full time ₹ 3,60,000 - ₹ 4,80,000 per yearJob Title: Internal Auditor/ Jr. CA Location: Candidates from Thrissur/ Candidates who is willing to relocate to Thrissur may also be considered. Company: We Peejay Ventures Pvt. Ltd Salary: ₹30,000- 40,000 per month plus other benefits as per company policy (depending upon the experience level) Key Responsibilities: Prepare Financial Statements and...
-
Internal Auditor
6 days ago
India Bloom Consulting Services Full time**Internal Auditor & Financial Controller ( Job ID : 000000147 )**: NA Experience **5 - 8 years** Offered Salary Notice Period **Not Disclosed** **Internal Auditor & Financial Controller** - Years of experience: - 5-8 years - Mid-level “Internal Auditor/Acting CPA/CA” **Job qualifications**: - Ask for one or several degrees and extensive...
-
Internal Auditor
1 day ago
Bengaluru, India Rupeek Full timeJob Description Rupeek: Redefining Gold Loans for a Digital India The Opportunity: India boasts a $2 trillion gold market, yet traditional gold loans are often cumbersome and lack transparency. Rupeek, established in 2015 and headquartered in Bangalore, is changing this landscape. We are India&aposs leading asset-backed digital lending fintech platform,...