
Dealer-stock Broking/share Market
21 hours ago
**URJA INVESTMENT LIMITED**
**DEALER**
**FOR**
**BROKING**
**Responsibilities**:
A Dealer in a broking firm plays a vital role in executing trades on behalf of clients, managing risk, and ensuring compliance with market regulations. Here's a job description for a Dealer in a broking firm:
**1. Execution**: Execute buy and sell orders for clients in various financial instruments, such as stocks, bonds, commodities, and derivatives, using trading platforms.
**2. Market Analysis**: Monitor financial markets, track price movements, and analyze market trends to make informed trading decisions.
**3. Risk Management**: Assess and manage trading risk, including market risk, credit risk, and operational risk, to protect the firm's interests and client investments.
**4. Order Routing**: Select appropriate trading venues and order types to optimize trade execution efficiency and minimize costs.
**5. Trade Confirmation**: Confirm trade execution details with clients and ensure accurate settlement of trades.
**6. Compliance**: Ensure compliance with regulatory requirements, including adherence to SEBI (Securities and Exchange Board of India) guidelines and other relevant market regulations.
**7. Record Keeping**: Maintain accurate records of all trades, including trade tickets, transaction logs, and client communication for auditing and compliance purposes.
**8. Client Interaction**: Communicate with clients to understand their trading needs, provide market insights, and offer trading recommendations.
**9. Market Research**: Stay updated on market news, economic events, and industry developments to anticipate potential impacts on client portfolios.
**10. Technology Utilization**: Utilize trading platforms and technology tools to execute orders efficiently and keep abreast of market changes.
**11. Trade Settlement**: Coordinate with settlement departments to ensure timely and accurate settlement of trades.
**12. Risk Mitigation**: Use various risk management strategies, including stop-loss orders and hedging, to protect client investments.
**13. Trading Strategy**: Develop and implement trading strategies based on client objectives, market conditions, and risk tolerance.
**14. Performance Evaluation**: Monitor the performance of client portfolios and provide regular updates and reports to clients.
**15. Continuing Education**: Stay informed about changes in trading regulations, financial instruments, and trading technology through continuous learning and professional development.
**16. Ethics and Integrity**: Adhere to ethical standards, maintain client confidentiality, and act in the best interests of clients and the firm.
**Working Days
- Mon to Fri**
**Job Location
- Connaught Place, New Delhi**
**Benefits**:
**Food Provided (Both Lunch & Breakfast)**
**Job Types**: Full-time, Permanent
Pay: ₹30,000.00 - ₹50,000.00 per month
**Benefits**:
- Cell phone reimbursement
- Food provided
Schedule:
- Day shift
- Fixed shift
- Monday to Friday
- Morning shift
- Weekend availability
**Experience**:
- total work: 1 year (preferred)
Work Location: In person
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