
Compliance Officer
4 days ago
Opening for Compliance Officer:
- Being into IT Services and solutions, we have requirement for the below profiles. Concern person should have minimum years of experience in the same field.
**Roles and Responsibilities**
**Job Summary**:
Under general direction, an employee in this role will have the following responsibilities:
- Shall drive Compliance activities across the enterprise to meet regulatory requirements and to achieve/maintain various Industry standards such as ISO27001, ISO9001
**Duties and Responsibilities**
- Hold primary responsibility for implementing and maintaining an effective compliance plan, complying with all state regulations.
- Participate and lead Compliance annual audit programs both internal and external.
- Create and maintain documentation including Policies and Procedures, systems and processes as needed to track, trend, and manage compliance notifications, issues, corrective action plans, audit results, etc.
- Ensure corrective actions are adequate and have been implemented for all identified compliance deficiencies.
- Should be able to highlight any risks in Contractual obligations and their compliance accordingly alert suitably the operational teams and management.
- Promote awareness related to information privacy and security and enforce compliance across the enterprise.
- Should be able to review IT Policies and Procedures and IT Operations in line with various standard requirements and collect evidence as applicable.
- Shall be able to perform configuration reviews of various IT Tools and solutions and highlight issues/risks.
- Conduct role-based Information Security and Compliance training to various critical roles in the organization.
- Shall monitor the IT activities from the perceptive of event Logging, threat landscape, and Security operations and suggest suitable remediations and track progress till closure.
- As necessary perform Control effectiveness tests and suggest configurational changes in Operating system, Databases and Network & Security devices, Solutions etc.
- **Mandatory**
- Knowledge of latest ISO 9001 and ISO 27001 standards
- Internal and External Audit experience of ISO (ISO 9k and 27k)
- Good written and verbal communication skills
- Certified Lead Auditor for ISMS and QMS
- Knowledge of Risk Assessment and Treatment methods
Job Location: Mumbai
Immediate Joiners are also welcome.
Good Knowledge and Experience person are required.
Experience
- Maximum 1- 2 years.
Contact Person - Arpita Singh (HR Executive)
Can contact : 8638548297
Schedule:
- Day shift
**Speak with the employer**
+91 8638548297
-
Compliance Officer
2 days ago
Mumbai, Maharashtra, India beBeecompliance Full time ₹ 60,00,000 - ₹ 1,20,00,000Job Title: Compliance Officer">Our organization is seeking a highly skilled and experienced Compliance Officer to join our team.">The ideal candidate will have a strong background in regulatory compliance, with experience in handling complex regulatory environments and ensuring adherence to regulations.">Main Responsibilities:">Regulatory Compliance: The...
-
Compliance Officer
3 days ago
Mumbai, India Majestic Basmati Rice Pvt. Ltd. Full time**Position: Compliance Officer** **Location: Mumbai** **Salary: 20k-40k per month** **Immediate Joiners Preffered!** **Responsibilities for Compliance Officer**: - Need compliance officer for Mumbai office. Should be able to understand and reply to queries by **SEBI and NSE and BSE** - Mastermind compliance policies and protocols on behalf of the...
-
Compliance Officer
2 days ago
Mumbai, Maharashtra, India beBeeCompliance Full time ₹ 14,99,999 - ₹ 24,99,999Job Title: Compliance Officer">About the Role:We are seeking a highly skilled and experienced Compliance Officer to join our team. As a key member of our organization, you will play a vital role in ensuring that we maintain high standards of compliance and risk management.">Key Responsibilities:
-
Compliance Officer
2 weeks ago
Mumbai, India Russell Investments Full time US$ 90,000 - US$ 1,20,000 per yearBusiness Unit:Compliance, Risk and Internal AuditReporting To:Compliance ManagerShift:EMEA (1:30 pm - 10:30 pm IST) (India)About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wide range of investment capabilities to institutional investors, financial...
-
Compliance Officer
4 weeks ago
Mumbai, Maharashtra, India Nuvama Group Full timeJob Summary:The Compliance Officer ensures that the company, acting as a Registrar and Transfer Agent (RTA), complies with all regulatory requirements, internal policies, and industry best practices. This role involves monitoring compliance with SEBI (or relevant regulatory body) guidelines, investor grievance handling, reporting, audits, and internal...
-
Compliance Officer
3 hours ago
Mumbai, India Skillventory Full time**Compliance Officer**: - From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Hiring for a Leading Bank- Preparation and collation of data and MIS - Communication with the Senior / Top Management of the Bank for RBI SSM related indents - Collation of RBI SSM related indents - Assisting in RBI...
-
Compliance Officer
3 weeks ago
Mumbai, Maharashtra, India Neo Wealth and Asset Management Full timePosition: Compliance Officer (Proprietary Trading Desk)Job Overview:We are looking for a proactive and detail-oriented Compliance Officer to oversee regulatory, risk, and exchange compliance across our broking operations and proprietary trading desk, including algorithmic trading activities. This role demands close coordination with trading, risk, and...
-
Compliance Officer
4 days ago
Mumbai, India GLOBAL SOLUTIONS Full time**POSITION: Compliance Mumbai** Interview : Skype (Kindly share your Skype ID) Location : Sakinaka Metro Mumbai **Mob: +91-6290142813** **Responsibilities**: 1. To handle Statutory HR Labour Compliance. Vendor management. 2. Responsible for Labour Law compliance at PAN India level. 3. Liasoning with labour authorities, regulatory bodies for licences...
-
Compliance Officer
3 weeks ago
Mumbai, Maharashtra, India NovaaOne Capital Pvt Ltd. Full timePosition: Compliance OfficerLocation: MumbaiExperience: Company Secretary 3–4 years post-qualificationReporting to: CEORole OverviewWe are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...
-
Compliance Officer
3 weeks ago
Mumbai, Maharashtra, India NovaaOne Capital Pvt Ltd. Full timePosition : Compliance Officer Location : Mumbai Experience : Company Secretary 3–4 years post-qualification Reporting to : CEO Role Overview We are looking for a qualified and motivated Company Secretary with 3–4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes ensuring compliance with SEBI...