Associate, Compliance

2 weeks ago

Mumbai, India Ares Management Full time

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming, we are committed to fostering a welcoming and inclusive work environment where high-performance talent of diverse backgrounds, experiences, and perspectives can build careers within this exciting and growing industry._

**Job Description**:
PRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIES
- Assist with analysis and implementation of new and/or enhanced surveillance reviews and processes
- Periodic review of pre-clearance of business gifts, business entertainment, outside business activities and political contributions
- Provide high level client service to employees across the global enterprise
- Gather, sort, investigate and resolve or escalate any discrepancies or exceptions
- Conduct forensic, periodic, and transactional testing
- Maintain, track and report key performance indicators/metrics for Corporate Compliance as assigned

QUALIFICATIONS
- Education:

- B. Com / M. Com / MBA / CA /Degree in Commerce/Finance
- Work Experience / Knowledge:

- 3 - 6 years of work experience with Corporate Compliance and regulatory environment. Knowledge of financial products will be added advantage.
- General Requirements:

- Ability to understand the processes with clarity.
- Strong analytical skills
- Meticulous attention to detail
- Excellent written, verbal and interpersonal skills
- Open to work flexible hours
- Self-starter who enjoys a team-oriented and collaborative approach
- Familiarity with trading systems and compliance systems such as Star Compliance, Global Relay, OMS, Bloomberg would be an added advantage

Reporting Relationships

Vice President, Compliance

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