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Regulatory Control Associate
2 weeks ago
Regulatory Control & Data Management, Finance
Regulatory Control Associate
- Gurugram, India- Permanent- Full Time#R-00236297
Our people work differently depending on their jobs and needs. From hybrid working to flexible hours, we have plenty of options that help our people to thrive.
- This role is based in India and as such all normal working days must be carried out in India.
Job description
Join us as a Regulatory Control Associate
- This is a great opportunity to join our business and play a key role in delivering regulatory submissions
- You’ll use your astute attention to detail to prepare, verify and submit regulatory reports while making sure we’re complying with regulatory requirements
- Hone your regulatory expertise and advance your career in a supportive and forward-looking team culture
- We're offering this role at associate level
What you'll do
As a Regulatory Control Associate, you’ll be providing assurance for regulatory compliance and monitoring. We’ll look to you to accurately deliver daily, weekly, monthly, quarterly, semi-annual and annual submissions to the agreed timelines and generate adequate reporting that will provide the required audit trails and analysis to support figures.
You’ll also be:
- Maintaining and enhancing interfaces and processes within regulatory reporting
- Preparing management reporting
- Reviewing and checking submission work
- Defining and undertaking risk control process tasks to maintain and improve data quality flows across our systems
- Understanding the requirements from regulators and gathering the information, including getting sign offs from the leadership team
The skills you'll need
To excel in this role, you’ll need extensive experience working in global markets, preferably in regulatory submissions. Additionally, you’ll have a broad understanding of market dynamics, products and associated risk in the market and liquidity domain.
You’ll also bring:
- The ability to work on your own initiative, setting priorities and working to defined deadlines
- Good communication skills with the ability to build rapport with colleagues and customers
- Prior regulatory submissions experience
- Advanced knowledge of MS Excel
- A flair for interacting with people and communicating ideas clearly