Operations Team Member-capital Market

9 hours ago

Mumbai Maharashtra, India Kotak Mahindra Full time

**M3 Level
**The job profile/description would be as follows:
1. The Applicant would be a part of the Client On boarding team at the Custody/DDP desk of the Bank.
- Preparation of documentation for Foreign Portfolio Investors (FPI) clients & Foreign Direct Investor clients (FDI).
- Processing of Onboarding documents of FPIs & FDI.
- Explaining & Educating prospective FPI clients about various regulatory requirements
- Processing of modification requests of existing FPI & FDI accounts
- Reviewing client structures and activities to ensure regulatory compliance from all aspects
- Direct Interaction with clients and business teams for query resolution on documentation
- Interaction with internal operations team to ensure timely account opening
- Handling audit & regulatory queries end to end

**Job Requirements, Skills/Knowledge Prerequisites Would be as follows:
- Knowledge of SEBI / RBI KYC guidelines, SEBI (FPI) Regulations & Operational Guidelines and Custody Business
- Proficiency in documentation review
- Good Communication & Presentation Skills

Good relationship with regulatory officials from SEBI / NSDL handling the FPI / custody related activities

**Educational Qualifications required:
1. Post Graduate in Commerce/Banking or MBA in Finance or General Management or Chartered Accountant

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