Etd Regulatory Reporting and Controls Speclalist

4 days ago


Hyderabad, India UBS Full time

India - Investment Banking, Operations - Investment Bank **Job Reference #** - 268796BR **City** - Hyderabad **Job Type** - Full Time **Your role** - 1. Ensure daily processes are completed in line with Standard Operating Procedures and check list signed off in line line deadlines - 2. Understand our clients needs and expectations - 3. Make sure the risk culture within UBS India is well understood - 4. Completion of mandatory training completed within deadline - 5. Opportunity to identify and own process improvement opportunities - 6. Work collaboratively across ETD Operations to enhance delivery - 7. Develop staff within UBS India ETD Operations to increase their understanding of the product area - 8. Willingness to learn new processed - 9. Perform and monitor the following day-to-day tasks: - this will be specific to hiring role (Client/Clearing/Position Lifecycle/ Rev Control / Data/Risk & Control- Make sure key controls are adhered to for the team - Provide support on regulatory change processes and controls - Ensure all regulatory submission or reporting to the exchange are accurate and timely - Support adhoc projects for exchange mandatory and business driven initiatives - Participate in daily huddles - review prior day/trends and upcoming work schedule - Ensure impact on clients is understood throughout the process **Your team** - Your main responsibility will be ETD process delivery in ETD Operations. ETD Operations have an offshore footprint of ~120 staff in India. - Your expertise: - Experience of Banking Operations especially in ETD Operations - Good understanding of operational risk, particularly in relation to the ETD Business - Knowledge of transaction reporting regulations and process - Great computer kills and willingness to learn new processes - Excellent organizational and rigorous follow-up skills - Integrity and discretion are key to help make sure sensitive information is handled with care **Your expertise** - a great communicator, you know how to speak with people at all levels - able to continuously improve on processes/situations around you and quickly turnaround deliverables - having a pragmatic "can do" attitude - able to challenge the status quo - a team player - Understand when escalation is required **About us** - UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. - With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us? **Join us** - At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs. - From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact? **Disclaimer / Policy Statements** - UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.


  • Regulatory reporting

    7 hours ago


    Hyderabad, Telangana, India State Street Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    *Who Are We Looking For*We are looking for a result driven individual to manage the Regulatory Reporting team responsible for assessing regulatory reporting requirements, identifying SSGM change as a result of those requirements, and working closely with the front office and middle office to understand booking models and business transactions such that...

  • Regulatory reporting

    3 weeks ago


    Hyderabad, India State Street Corporation Full time

    Who are we looking for We are looking for a result driven individual to manage the Regulatory Reporting team responsible for assessing regulatory reporting requirements, identifying SSGM change as a result of those requirements, and working closely with the front office and middle office to understand booking models and business transactions such that...


  • Hyderabad, Telangana, India Goldman Sachs Services Pvt Ltd Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Controllers - Regulatory Controllers - Associate - HyderabadCONTROLLERS Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also...


  • Chennai, Hyderabad, India Black Turtle Full time ₹ 5,00,000 - ₹ 15,00,000 per year

    Role & responsibilitiesKnowledge of key reporting requirements such as FR Y-15, FR Y-9C, FR Y-9LP, FFIEC 031, FR Y-14Q/M/A, FFIEC 101, FR2052a etc.Experience in working on projects to improve the existing reports, enhance data quality and traceability. In depth understanding of various QA testing activities like Conformance, Data profiling and...

  • Business Analyst

    2 weeks ago


    Hyderabad, India Capgemini Full time

    Capgemini is actively seeking a highly skilled Business Analyst specializing in General Insurance Regulatory Reporting & Financial Compliance for a leading Global Insurer. We are seeking a detail-oriented and compliance-driven Business Analyst to support the delivery of accurate, auditable, and timely regulatory reports across multiple financial domains....


  • Hyderabad, India State Street Full time

    Who we are looking for Why this role is important to us The team that you will be joining involves Regulatory activities and as a part of the Regulatory Oversight/Trade Reporting team, we have to ensure that State Street is compliant with CFTC trade reporting regulations under the Dodd Frank Act. State Street Bank & Trust Co., as a registered Swap Dealer,...


  • Hyderabad, India Dr. Reddy's Laboratories Full time

    Job Summary We are seeking a detail-oriented Specialist in Regulatory Affairs primarily focusing on Oligonucleotides typically has a role that involves ensuring compliance with regulatory requirements for these products. Responsibilities include managing chemistry, manufacturing, and controls (CMC) documentation for DMF submission, addressing deficiency...


  • Hyderabad, Telangana, India Amgen Inc Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    To ensure appropriate regulatory oversight and evaluation of reportability for changes throughout product lifecycle. Regulatory Affairs, Chemistry, Manufacturing and Controls (RA CMC) facilitates product development and global registration by developing and executing regulatory strategies and managing effective regulatory agency interactions for product...


  • Hyderabad, India Dr. Reddy's Laboratories Full time

    Job SummaryWe are seeking a detail-oriented Specialist in Regulatory Affairs primarily focusing on Oligonucleotides typically has a role that involves ensuring compliance with regulatory requirements for these products. Responsibilities include managing chemistry, manufacturing, and controls (CMC) documentation for DMF submission, addressing deficiency...


  • Hyderabad, India Dr. Reddy's Laboratories Full time

    Job SummaryWe are seeking a detail-oriented Specialist in Regulatory Affairs primarily focusing on Oligonucleotides typically has a role that involves ensuring compliance with regulatory requirements for these products. Responsibilities include managing chemistry, manufacturing, and controls (CMC) documentation for DMF submission, addressing deficiency...