Regulatory Oversight/reporting

2 days ago


Hyderabad, India State Street Full time

Who we are looking for Why this role is important to us The team that you will be joining involves Regulatory activities and as a part of the Regulatory Oversight/Trade Reporting team, we have to ensure that State Street is compliant with CFTC trade reporting regulations under the Dodd Frank Act. State Street Bank & Trust Co., as a registered Swap Dealer, has an obligation to report all FX Trades to Depository Trust Clearing Corporation (DTCC.) Also, State Street is required to meet the reporting requirements for Part 43 and Part 45 of the Code of Federal Regulations. What you will be responsible for - Perform daily review of reportable trades to ensure compliance with CFTC trade reporting regulations under the Dodd Frank Act, including the accuracy, completeness and timeliness of the data reported - Ensure that the company is meeting its Regulatory Obligation to report trades to an authorized trade repository - Ensure that the regulatory reports (CFTC and SDR) are generated in a timely manner - Produce weekly and monthly metrics around trade data and issues - Resolve and escalate trade reporting issues proactively and in a timely manner - Maintain strong working relationship with internal counterparts, Clients, Traders, IT and Operations - Track and monitor potential trade reporting issues/delay - Respond to queries regarding the status of specific requests - Demonstrate a high standard of care while preparing the Regulatory Reports What we value Skills & Knowledge - Prior Regulatory Oversight/Trade Reporting/Regulatory Reporting/Dodd Frank and CFTC Regulations/Reporting experience would be a plus - Excellent communication skills in oral and written forms - Strong team player - Strong ability to multi-task and work under pressure - Strong problem-solving skills and "can do" attitude - Strong organizational skills - Ability to identify and appropriately escalate issues and risks - Perform work independently on specific assignments - Strong attention to detail - The desire to see an issue through to completion - The desire to play a part in issue resolution - Pride in one’s personal work and an understanding of how it impacts the organization Education & Preferred Qualifications - M.Com/MBA in Finance Additional Requirements - Experience: 2 to 4 years of experience in Investment Banking domain - Shift Timings: 3 PM to 12 AM IST - Work Location: Hyderabad About State Street What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients. Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential. State Street is an equal opportunity and affirmative action employer.



  • Hyderabad, India Novartis Full time

    Your responsibilities include, but are not limited to:• Independently manage and prepare routine Health Authority submissions including Annual Reports, DSUR, New Protocol Submissions, Protocol Amendment , and New Investigator Submissions to ensure timely submissions in accordance with the FDA regulations• Contribute to Module #1 documents including FDA...


  • Hyderabad, Telangana, India HSBC Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    Job descriptionSome careers have more impact than others.If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses...


  • Hyderabad, Telangana, India Techno Facts Solutions Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Key Responsibilities• Maintain/Run/Amend the existing SAS codes/queries being used in the process along with writing new codes based upon the Regulatory requirement/changes.• Production of regulatory outputs on an accurate and timely basis, including calculating and posting of all planned and ad hoc adjustments to the agreed timelines.• Ensure that...


  • Hyderabad, Telangana, India Novartis Full time

    394724BR **Regulatory Coordinator**: India **About the role** Your responsibilities include, but are not limited to: - Independently manage and prepare routine Health Authority submissions including Annual Reports, DSUR, New Protocol Submissions, Protocol Amendment, and New Investigator Submissions to ensure timely submissions in accordance with the FDA...


  • Hyderabad, Telangana, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** The JPMorgan Chase Corporate Third Party Oversight (CTPO) team is responsible for developing, deploying, overseeing and ongoing reporting of a program that ensures the effective use of third parties and affiliates to accomplish JPMorgan Chase's strategic goals.The focus of the program is to ensure our third parties are performing to the...


  • Bengaluru, Chennai, Hyderabad, India Wipro Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Regulatory Reporting & AXIOMExperience: 7+ YearsKey Skills:AXIOM Workflow TestingDatabase (DB) & ETL/ReportingCI/CD ProcessesAgile MethodologySQL (Source to Target Mapping)Job Description:Lead QA efforts with strong exposure to AXIOM workflows and database testing.Support Agile teams by designing and developing test plans and test cases.Manage complex test...


  • Hyderabad District, Telangana, India Novartis Full time

    **About the Role**: Your responsibilities include, but are not limited to: - Independently manage and prepare routine Health Authority submissions including Annual Reports, DSUR, New Protocol Submissions, Protocol Amendment, and New Investigator Submissions to ensure timely submissions in accordance with the FDA regulations - Contribute to Module #1...


  • Hyderabad, Telangana, India State Street Full time

    The Regulatory Reporting Assurance RRA department is a management assurance team in the Controllers Organization within Corporate Finance The Regulatory Assurance team is responsible for the independent verification of controls and processes over global regulatory reporting including Liquidity Reporting Basel Comprehensive Capital Analysis and Review ...


  • Hyderabad, Telangana, India Deloitte Full time US$ 80,000 - US$ 1,20,000 per year

    SummaryPosition SummaryGlobal Risk and Brand ProtectionGLOBAL REGULATORY ANALYSTAre you a versatile professional who would like to gain global experience and develop understanding of regulatory policies? Then this role is just right for youThe teamThis is an internal firm professional service position that supports firms of the Deloitte organization. Global...

  • Regulatory Consultant

    3 weeks ago


    Hyderabad, India Syneos Health Full time

    Role & responsibilities Demonstrated experience in authoring and review of Module 3 CMC sections for post-approval CMC variations, renewals, annual reports, legal entity name change variations and other lifecycle maintenance activities, according to current government regulations and guidelines Strong experience in assessing the change control issued by...