Compliance Officer

The Investment Banking Compliance Officer is responsible for ensuring that the firm's investment banking activities comply with all applicable laws, regulations, and internal policies. This role plays a critical part in mitigating compliance risk and safeguarding the firm's reputation. **Responsibilities** Review and approve investment banking transactions...

**Monitoring and Oversight**:Regularly assess and monitor the company's compliance with legal and regulatory requirements, internal policies, and industry standards. - **Policy Development and Implementation**:Develop, implement, and update compliance policies and procedures to ensure they are effective and aligned with current regulations. - **Training and...

Management Level G **Role Summary** The Junior Governance, Risk & Compliance Officer supports the P&E involvement in Audit, Risk and Compliance activities. **Professional Responsibilities**: - SFIA Responsibility Level: 1 - Follow - Governance: Follows the governance framework - Risk: Undertakes basic risk management activities. - Audit: Supports the...

Tetra Consultants is a management consulting firm headquartered in Singapore. Our corporate advisory wing specializes in international business set up, financial license applications, merger & acquisition, and corporate banking solutions. In addition, our accounting and tax wing provides services such as international tax planning, bookkeeping and tax...

Hiring Company Secretary & ROC Compliance officer!!! Experience-Minimum 5yrs Job Location-Abiramapuram, Chennai **Job Types**: Full-time, Permanent **Salary**: ₹40,000.00 - ₹50,000.00 per month Schedule: - Day shift **Experience**: - total work: 1 year (preferred) Ability to Commute: - Chennai, Tamil Nadu (required) Ability to Relocate: -...

**Position Title**: Purchase Officer **Job Summary**: As a Purchase Officer, you will be responsible for procuring goods and services necessary for the operation of the organization. Your primary duties will include sourcing suppliers, negotiating prices and contracts, ensuring timely delivery of goods, and maintaining accurate records of purchases. **Key...

**ADARSH Group of Schools in Vaniyanchavadi, Chennai is looking for ADMINISTRATIVE OFFICER** **Essentials** - **Age criteria between 32 to 40 years.**: - **Min 2 years experience in the similar position in any reputed CBSE/Matric school is mandatory.**: **Key Responsibilities include**: - **1. Managing non-academic issues at the highest level.**: - **2....

SRM INSTITUTE OF SCIENCE & TECHNOLOGY, KATTANKULATHUR CAMPUS, CHENGALPATTU – 603203Opening for SO in University OfficeDepartment: Office of RegistrarDesignation: Section OfficerQualification: PG degree in regularExperience: 10+ years in College & university background preferred.Key Skills: Excellent communication, Good computer knowledge, Excellent...

Responsibilities: The Process Associate will be responsible for, but not limited to, the followingtasks: Review and draft agreements, along with other related documents such as board consents. Maintain accurate records related to the legal and operational structure of US entities,ensuring compliance with internal policies and US corporate law....

Position Summary: The Industrial Compliance Officer will be responsible for ensuring 100% statutory and regulatory compliance for the steel plant. This includes managing all legal obligations under central, state, and local laws related to industrial operations, environmental norms, labour welfare, safety, and licensing. The role demands proactive...