Avp Compliance
12 hours ago
Handling Exchange, DP, SEBI and all other regulatory Compliance matters for broking company, DP, Investment Advisory, PMS etc.
- Handling Client Complaints, litigations, Arbitration and Court cases on behalf of Company
- To ensure compliance with various external and internal Rules, Regulations, Policies and Procedures
- Coordination of inspection and audit of Regulatory authorities
- Coordination with Internal Auditors
- Supervision of Surveillance and PMLA Activities
Job location: Lower Parel
Qualification required:
- CA or CS or Law Degree or MBA - Finance
**Skills Required**:
Regulatory Compliance;Court Cases;Litigation;Arbitration;Surveillance;PMLA
**Location**
Mumbai / Mumbai (All Areas)
**Years Of Experience**
5 to 10 Years
-
AVP - Compliance Automation & Surveillance
1 week ago
Hyderabad, Mumbai, Mumbai, India Anlage Infotech Full time ₹ 12,00,000 - ₹ 36,00,000 per yearWhat is the AVP - Compliance Automation & Surveillance responsible for?The AVP - Compliance Automation & Surveillance will play a pivotal role in leading a dynamic team that focusses on new tools & automation of processes for Regulatory Compliance and the surveillance framework. This position will oversee the development, implementation, and maintenance of...
-
AVP Compliance
4 hours ago
Goregaon, Navi Mumbai, India Bigul Full time ₹ 15,00,000 - ₹ 25,00,000 per yearAbout BigulJoin Bigul, a dynamic and innovative platform transforming the future of trading Backed by the seasoned veteran of the industry, Bonanza group, Bigul is at the forefront of transforming the stock market with cutting-edge technology and customer-centric solutions. At Bigul, you'll find a vibrant and healthy work culture, growth opportunities, and...
-
AVP - Regulatory Compliance
1 week ago
Mumbai, Maharashtra, India Angel One Full time ₹ 1,04,000 - ₹ 1,30,878 per yearAbout Angel One:Angel One is one of India''s fastest growing fin-techs, on a bold mission to make investing simple, smart, and inclusive for every Indian. With over 3+ crore clients, were building at scale and building for impact.Our Super App helps clients manage their investments, trade seamlessly, and access financial tools tailored to their goals. We are...
-
Senior manager/avp
3 weeks ago
Mumbai, India The Premier Consultants Full timeThis is regarding a Job Opportunity for a leading BankDesignation-Senior Manager /AVP Compliance -PSUExperience- 7+ years of work experience in compliance management in RBI/Regulatory complianceNOTE: Looking for candidate from Public Sector Bank, candidate should have 3 to 4 years of work experience in PSU Bank in compliance roleLocation- MumbaiKey...
-
avp-it
1 week ago
Mumbai, Maharashtra, India Finvasia Full time ₹ 12,00,000 - ₹ 36,00,000 per yearJob Title: AVP Information TechnologyLocation: MumbaiDepartment: Information TechnologyReports to: VP/ CTO / Managing DirectorJob Summary:The AVP – Information Technology plays a strategic and operational leadership role, overseeing IT infrastructure, cybersecurity, compliance, and technology innovation within the organization. This role ensures robust,...
-
Avp - Compliance Sanctions Advisory
2 days ago
Mumbai, India MUFG Bank, Ltd., Mumbai Branch Full time**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...
-
AVP- Finance and Operations
13 hours ago
Mumbai, Maharashtra, India iLabkart Technologies Pvt Ltd Full time ₹ 12,00,000 - ₹ 36,00,000 per yearCompany DescriptionAt iLabkart, we're driven by innovation, precision, and purpose. With two dynamic divisions under one vision, we are redefining excellence across industries:● iLab Medical – specializing in cutting-edge medical equipment, diagnostics, and reagents that empower healthcare professionals with reliable technology.● Ignite Fitness – a...
-
AVP - Treasury
4 weeks ago
Mumbai, India ACCA Careers Full timeJob Description The AVP - Treasury will lead global treasury operations, ensuring effective cash management, risk mitigation, and compliance within the energy and natural resources sector. This role is ideal for individuals with expertise in treasury strategies, financial planning, and operational excellence. Client Details The hiring organisation is a large...
-
Avp - Compliance
12 hours ago
Mumbai, India TransUnion Full timeTransUnion's Job Applicant Privacy Notice **What We'll Bring**: This is an exciting time in TransUnion CIBIL. With investments in our people, technology and new business markets, we are redefining the role and purpose of a credit bureau. **What You'll Bring**: - Providing advice (mainly on matters pertaining to compliance) to internal stakeholders on...
-
Avp - Compliance
12 hours ago
Mumbai, India TransUnion Full timeTransUnion's Job Applicant Privacy Notice **What We'll Bring**: We are one of India’s leading credit information company with one of the largest collections of consumer information. We aim to be more than just a credit reporting agency. We are a sophisticated, global risk information provider striving to use information for good. We take immense pride in...