Compliance Officer

1 day ago

Bengaluru, India LRI Invest S.A. Full time

**Compliance** Officer**

Role Location: India
Department: Compliance
Employment Type: Permanent

The Role & Key Responsibilities:

**Job **Responsibilities**:

- The role will be based in India with primary support to Singapore and wider Asia Pacific countries including Australia, China, Hong Kong, India, Japan & New Zealand as appropriate. General scope of work as expected from compliance officer would fall within the coverage of this role;
- Support the relevant Head of Compliance and the APAC Compliance function on various internal monthly and weekly compliance reporting requirements and regulatory filings;
- Advise on compliance issues relating to AML/ CTF, PEP and Sanction checks on client and investor files with respect to the relevant regulatory requirements in Asia Pacific jurisdictions, Cayman Islands, Bermuda as appropriate. Working closely with the relevant Head of Compliance on suspicious activity which includes conducting investigations and thereafter generating the finalised report prior to reporting to regulatory authorities;
- Provide routine and ad hoc compliance reporting for periodic compliance risk assessments and analysis performance of the related control environments;
- Support the relevant Head of Compliance in the implementation and update of Compliance Policies including any updates from local regulatory bodies and perform other compliance tasks including without limitation periodic review;
- Perform horizon scanning and analyse proposed legislative and regulatory developments to monitor impact and conformance with the applicable laws and regulations;
- Attend to other assigned tasks as required.

**R**equ**ir**e**m**en**t**s**:

- Professional Compliance qualification preferred and ACAMS certification or equivalent will be helpful;
- Strong people management skill, excellent problem-solving and analytical capability, being able to work independently and working as a team player;
- Reliable, adaptable, motivated and driven with an ability to work under pressure to meet tight deadlines;
- Organized and ability to communicate, engage and build relationships across the organisation;
- Excellent English proficiency. Good written and drafting skills;
- Strong PC skills including Word, Excel and Access.

We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society and the planet.

PID 18427

[WH1]HR to fill in the blank.

  • Compliance Officer

    20 hours ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Compliance Officer RoleThis role plays a crucial part in ensuring our business operations comply with all relevant labour laws and regulations.The Compliance Officer will review legal documents for Direct Labour and Contractors' Labour, ensuring adherence to applicable Labour Laws.They will conduct internal audits and ensure compliance with customer codes of...

  • Compliance Officer

    4 days ago

    Bengaluru, India Reupgrades Full time

    We are looking for a Compliance Officer with VEU (Victorian Energy Upgrades) experience, preferably someone who has worked with Australian campaigns related to VEU before. **Job Title**: Compliance Officer **Location**:No 168, 2nd Flr, Sri Sapthagiri Complex, 2nd Main Rd, NGEF Layout, Kasturi Nagar, Bengaluru, Karnataka 560043 **Job Type**:...

  • Compliance Officer

    4 days ago

    Bengaluru, Karnataka, India Paywize Technologies Pvt. Ltd. Full time

    Job Title: Compliance Officer - Merchant Onboarding About Paywize: Paywize Technologies is a rapidly growing digital payments and fintech company committed to providing seamless, secure, and innovative transaction solutions. With a focus on compliance, technology, and customer satisfaction, we are building a future-ready financial ecosystem. Role...

  • Compliance Officer

    18 hours ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 1,04,000 - ₹ 1,30,878

    Job Overview:We are seeking a seasoned Compliance Officer to join our team.The successful candidate will be responsible for ensuring compliance with regulatory requirements, developing and implementing company policies, and designing control systems to mitigate legal risks.Key Responsibilities:Ensure adherence to RBI regulations applicable to NBFCsDevelop...

  • Compliance Officer

    4 days ago

    Ashoknagar, Bengaluru, Karnataka, India Zanskar Tech Pvt Ltd Full time

    **Compliance Officer - Bengaluru (Zanskar Securities)** **Job Title: Compliance Officer** **Location: Bengaluru, India** **Reporting Manager: Head of Compliance / CEO** **About Zanskar Securities: Zanskar Securities is a stock brokerage firm involved in quantitative and algorithmic trading, specializing in electronic market-making and advanced options...

  • IT Compliance Officer

    4 weeks ago

    Bengaluru, Karnataka, India Mobileum Full time

    We are hiring for IT Compliance Officer at Bangalore Job Summary We are seeking a highly driven and experienced IT Compliance Officer to oversee and manage compliance across IT Infrastructure and Application domains. The ideal candidate will be responsible for tracking key performance indicators (KPIs), ensuring IT operational alignment with regulatory...

  • IT Compliance Officer

    4 weeks ago

    Bengaluru, Karnataka, India Mobileum Full time

    We are hiring for IT Compliance Officer at BangaloreJob SummaryWe are seeking a highly driven and experienced IT Compliance Officer to oversee and manage compliance across IT Infrastructure and Application domains. The ideal candidate will be responsible for tracking key performance indicators (KPIs), ensuring IT operational alignment with regulatory...

  • IT Compliance Officer

    2 hours ago

    Bengaluru, Karnataka, India Mobileum Full time

    We are hiring for IT Compliance Officer at Bangalore Job Summary We are seeking a highly driven and experienced IT Compliance Officer to oversee and manage compliance across IT Infrastructure and Application domains. The ideal candidate will be responsible for tracking key performance indicators (KPIs), ensuring IT operational alignment with regulatory...

  • Compliance Officer

    3 days ago

    Bengaluru, Karnataka, India BENAKA GOLD COMPANY Full time

    **Regulatory Monitoring**: Stay updated with changes in laws and regulations relevant to the gold buying industry. Ensure that the company is aware of new legal requirements and help in implementing necessary changes in operations. **Documentation Management**: Assist in maintaining and organizing compliance documentation, including licenses, contracts, and...

  • Compliance Officer

    5 days ago

    Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 1,80,00,000 - ₹ 2,02,50,000

    Work with us as a Compliance Officer to make a positive impact on people’s lives.About the Role:We help clients manage discrimination, workplace harassment, conflict of interest, and retaliation matters within their respective regions.Investigate complex concerns regarding discrimination, harassment, retaliation, mobbing, bullying, and conflict of...