Compliance Associate, Mumbai

4 days ago


Mumbai Maharashtra, India Third Bridge Full time

**Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human insights and unique investor-led content with a global expert network. We serve over 1,000 investment firms, offering clients 24/7 coverage through our team of 1,300+ employees located across nine offices. **Job Description** Position Overview** At Third Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire an Associate to join our Third Bridge Connections Compliance team in Mumbai. The main purpose of this role is to support the compliance requirements for our Connections business across our international offices. **Skills** - Organised with excellent attention to detail. - Ability to develop strong working relationships across the organisation working with individuals at all levels and across offices. - Excellent oral and written communication skills. - Ability to prioritise competing goals and interests and manage time effectively. **Responsibilities** - Evaluating and approving a high volume of in-house research requests for compliance with internal policies and client specific processes, and responding in a timely manner. - Answering internal queries on compliance decisions. - Escalating non-compliant or complex questions from the business or requests as and when required. - Ensuring we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes. - Undertaking ad hoc project work as directed by management. **Working hours**: - This is a remote role with once a month work from office. The working hours for this vacancy are a four-week rotation including weekend work as set out below: - Week 1 and 2: Monday to Friday from 3:00pm to 12:00am - Week 3: Monday 12:30pm to 9:30pm and Tuesday to Friday 2:00pm to 11:00pm - Week 4: Tuesday to Friday 12:30pm to 10:00pm and Saturday & Sunday 9:00am to 12:00pm **Qualifications** - Degree level qualification (or equivalent) - Previous legal or compliance experience is preferred - Fluency in both written and spoken English is essential **Additional Information** How will you be rewarded?** - ** Competitive Compensation**: Enjoy a competitive salary reflective of your skills and experience. - ** Time Off**: Benefit from 18 days of paid time off (PTO), 8 fixed holidays, 1 floating holiday, and 8 casual leaves. PTO increases with tenure. - ** Learning & Development**: Receive a personal development reimbursement yearly for customised learning programs. Additionally, a dedicated budget supports studies and job-related qualifications. - ** Health & Well-being**:Access private medical insurance, maternity benefits, and engage in various events promoting mental health. - ** Life Cover**: Automatically enrolled in Life Insurance cover from your date of hire, providing coverage 4x the annual CTC. - ** Flexibility**: Embrace our work-from-anywhere policy, hybrid work options, and enjoy "Winter Fridays." - ** Fun at Work**: Unwind in our breakout area with games like foosball, Table Tennis, and PlayStation5. - ** Recognition & Rewards**: Earn points through our colleague-to-colleague recognition program, redeemable for hotels, gift cards, charity donations, and more. - ** Snacks & Refreshments**: Stay energised with daily snacks, tea, and coffee provided. - ** CSR Days**: Contribute to social responsibility with 2 CSR days annually - take time off to volunteer. - ** Equal Opportunity Employer**: Third Bridge is proud to foster diversity and inclusion. All qualified applicants will be considered without regard to race, color, religion, sex, national origin, disability, veteran status, or any other status protected under local laws.



  • Mumbai, Maharashtra, India Third Bridge Full time

    **Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human...


  • Mumbai, Maharashtra, India Third Bridge Full time

    Company Description Company Overview Third Bridge is a market-leading investment research firm We provide integrated solutions for the world s top investors and business leaders to help them make smarter and faster decisions No other company in the world provides the same holistic investment offering our superpower is the combination of human insights and...

  • Compliance Associate

    2 weeks ago


    Mumbai, India Third Bridge Full time

    Company Description Third Bridge was founded on the belief that human insights drive intelligent investment decisions. To make the right investment decisions, our clients require access to the most relevant experts and their insights - we enable this through private consultations and exclusive content drawn from expert interviews. Our clients consist of...

  • Hiring Compliance

    2 days ago


    Andheri West, Mumbai, Maharashtra, India Vedhas Technology Full time

    We Vedhas Technology a Recruitment Staffing Company, **Hiring Compliance & IPO Associate** for one of our reputed client based out in Mumbai. **Requirement**: - Must have successfully completed the **IPO Exam**. - Knowledge of **SEBI regulations, stock exchange compliances, listing obligations**, and IPO procedures. - Strong communication & drafting...


  • Mumbai, Maharashtra, India MUFG Bank, Ltd., Mumbai Branch Full time

    **Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...


  • Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Compliance Associate

    2 weeks ago


    Mumbai, Maharashtra, India TIAA Full time

    Specialist - Compliance (Monitoring, Surveillance & Reporting) The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues and...


  • Mumbai, Maharashtra, India Third Bridge Full time

    **Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human...


  • Goregaon, Mumbai, Maharashtra, India Chandak Agarwal & Co. Full time

    **Company Overview** CHANDAK AGARWAL & CO, established in 2012 in Mumbai, by CA Manmohan Chandak and CA Ghanshyam Agarwal, is dedicated to client satisfaction with a skilled workforce of Company Secretaries and Chartered Accountants. **Job Overview** Seeking a Tax Assistant with 1-3 years of experience to join Chandak Agarwal & Co in Mumbai. This...


  • Mumbai, India Société Générale Assurances Full time

    Associate (AVP) – Compliance, Societe Generale Securities India (Mumbai) Compliance Permanent contract Mumbai, India Hybrid Reference 25000K50 Start date 2025/11/01 Publication date 2025/09/25 Responsibilities Job Summary: To safeguard against Regulatory/Compliance risks and operations related to BSE, NSE and MCX exchange for cash, F&O segment, currency...