Compliance Officer

Job Role Overview">The Compliance Executive role involves performing a range of secretarial and accounting tasks to ensure the company maintains its compliance requirements.">Main Responsibilities:">">Secretarial Support: Prepare and file statutory documents, maintain corporate records, and draft simple resolutions and notifications.">Accounting Support:...

The Investment Banking Compliance Officer is responsible for ensuring that the firm's investment banking activities comply with all applicable laws, regulations, and internal policies. This role plays a critical part in mitigating compliance risk and safeguarding the firm's reputation. **Responsibilities** Review and approve investment banking transactions...

Job Title: Senior Corporate Compliance OfficerJob Description:The successful candidate will lead our corporate compliance function, ensuring all provisions of relevant regulations are met. This includes managing day-to-day operations, regulatory reporting, and coordinating with internal teams to ensure timely compliance.Required Skills and Qualifications:

Job Title: Compliance AdministratorJob OverviewAs a Compliance Administrator, you will play a crucial role in ensuring the effective coordination and maintenance of compliance activities. This involves working closely with various stakeholders to identify and mitigate potential risks, ensuring that all regulatory requirements are met, and developing...

Responsibilities: The Process Associate will be responsible for, but not limited to, the followingtasks: Review and draft agreements, along with other related documents such as board consents. Maintain accurate records related to the legal and operational structure of US entities,ensuring compliance with internal policies and US corporate law. Understand...

Management Level G **Role Summary** The Junior Governance, Risk & Compliance Officer supports the P&E involvement in Audit, Risk and Compliance activities. **Professional Responsibilities**: - SFIA Responsibility Level: 1 - Follow - Governance: Follows the governance framework - Risk: Undertakes basic risk management activities. - Audit: Supports the...

**Monitoring and Oversight**:Regularly assess and monitor the company's compliance with legal and regulatory requirements, internal policies, and industry standards. - **Policy Development and Implementation**:Develop, implement, and update compliance policies and procedures to ensure they are effective and aligned with current regulations. - **Training and...

**Job Summary**: **Key Responsibilities**: Company Secretarial Functions: - Ensure compliance with the **Companies Act**, **SEBI regulations**, and other statutory requirements. - Organize and manage **Board Meetings**, **AGMs**, and **Committee Meetings** - including preparing notices, agendas, and drafting minutes. - Maintain all **statutory registers**...

Org Structure - IR - Total Employee Involvement / IR - Job posted on - Nov 06, 2024 - Employee Type - Staff - Experience range (Years) - 0 - N.A. IR Officer - TEI & Compliance

Job DescriptionWe are seeking a highly skilled Statutory Audit Manager to lead and manage statutory audit engagements for clients across various sectors. The successful candidate will ensure compliance with Indian Accounting Standards, Companies Act, and other regulatory requirements.The ideal candidate will have strong knowledge of Indian GAAP, Ind-AS,...