Compliance Officer

2 days ago


Remote, India Booming Bulls Academy Full time

J**ob Title: Compliance Officer - SEBI Registered Research Analyst (Remote)**

**Company Overview**:
We are a SEBI-registered Research Analyst firm delivering high-quality equity and market research to our clients across India. Our commitment to transparency, ethics, and compliance forms the foundation of our work.

**Position Overview**:
**Key Responsibilities**:
Oversee and ensure compliance with SEBI (Research Analysts) Regulations, 2014.

Maintain updated compliance checklists, registers, and records as required by SEBI.

Review and approve all research reports and investor communications before release.

Liaise with SEBI, auditors, and other regulatory bodies as required.

Conduct periodic internal audits to ensure adherence to applicable laws and guidelines.

Train and guide internal teams on compliance policies and regulatory updates.

Monitor and implement SEBI circulars, amendments, and notifications promptly.

**Required Qualifications & Skills**:
Mandatory: Prior experience working as a Compliance Officer or in a compliance role for a SEBI-registered Research Analyst firm.

In-depth understanding of SEBI regulations related to Research Analysts.

NISM Series-XV (Research Analyst) certification or equivalent.

Strong communication, documentation, and analytical skills.

Ability to work independently in a remote environment.

Employment Type: Full-time, Remote

Compensation: Competitive - based on experience and qualifications.

How to Apply:
Pay: ₹45,000.00 - ₹48,000.00 per month

**Benefits**:

- Health insurance
- Provident Fund
- Work from home

Application Question(s):

- How many years of Compliance Officer experience do you have?
- Have you previously worked with a SEBI-registered Research Analyst (RA) entity? Mandatory?

Work Location: Remote


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