Officer, Trade Processing Operations India

1 week ago


Mumbai, India Bank of America Full time

**Your background**
- Trade processing & client servicing operations in Cash Equities
- Knowledge of Products and Regulatory (SEBI / Exchange) guidelines
- Evaluate and Mitigate operational risk
- Graduate / Post Graduate with certification course.
- At least 2 - 3 years’ of relevant experience in Cash Equities
- Excellent communication skills

**Other qualifications**
- Strives to bring new thoughts and ideas to teams in order to drive innovation and unique solutions
- Excels in working among diverse viewpoints to determine the best path forward
- Experience in connecting with a diverse set of clients to understand future business needs - is a continuous learner
- Commitment to challenging the status quo and promoting positive change.
- Participate in and drive collaborative efforts to advance tools, technology, and ways of working to better serve an evolving client base
- Believes in value of diversity so we can reflect, connect and meet the diverse needs of our clients and employees around the world

**What you can expect**

**What you will do**
- Ensure adherence to relevant SEBI and Exchange regulations/guidelines
- Processing trade confirmations, managing client confirmation & reporting trades to exchange avoid violations
- NFRR Regulatory reporting to the Exchanges/Clearing corporation
- Resolution and escalation of matched and unmatched trades for Clients
- Timely response to client queries regarding unmatched trades
- Client Fails Reporting and follow-up for new accounts
- Evaluate and mitigate operational risk
- Liaising with other internal departments to ensure timely resolution of Client fails
- Involvement in ad hoc projects for new processes or industry initiatives Breaks investigation and resolution

**About Bank of America**

Our purpose as a firm is to make financial lives better, through the power of every connection. Across the world, we partner with leading corporate and institutional investors through our offices in more than 35 countries. In the U.S. alone, we serve almost all of the Fortune 500 companies and approximately 67 million consumer and small-business clients. We provide a full suite of financial products and services, from banking and investments to asset and risk management. We cover a broad range of asset classes, making us a global leader in corporate and investment banking, sales and trading.

**Connecting Asia Pacific to the world**

Our Asia Pacific team is spread across 19 cities in 12 markets. We are focused on connecting Asia to the world and the world to Asia, using our global expertise to ensure success is shared between us, our clients and our communities. Our regional footprint covers 12 currencies, more than a dozen languages and five time zones, placing us firmly among the region’s leading financial services companies.

**Job Band**:
H6

**Shift**:
**Hours Per Week**:
43.5

**Weekly Schedule**:
**Referral Bonus Amount**:
0


  • Trade Advisory

    2 weeks ago


    Mumbai, India Riverforest Connections Full time

    Description Well versed in trade finance and foreign exchange (UCPDC, URC, URR, FEMA & RBI Regulatory guidelines) and possessing broad understanding of banking operations with emphasis on Trade Finance operations in line with regulatory requirements. - Good communication and interpersonal skills, problem solving capabilities & positive attitude. - Should...


  • Mumbai, India BNP Paribas Full time

    About BNP Paribas Group: BNP Paribas is a top-ranking bank in Europe with an international profile. It operates in 71 countries and has almost employees. The Group ranks highly in its three core areas of activity: Domestic Markets and International Financial Services (whose retail banking networks and financial services are grouped together under Retail...


  • Mumbai, Maharashtra, India Haachi Full time

    Job Title: Trading Operations Analyst, India Options DeskLocation: Mumbai, IndiaExperience: 3 - 7 yearsAbout Our ClientOur client is a leading global quantitative and proprietary trading firm. They operate at the forefront of financial markets by combining cutting-edge technology, advanced research, and deep market expertise to develop sophisticated trading...


  • Mumbai, Maharashtra, India BNP Paribas Full time

    About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and...


  • Mumbai, Maharashtra, India BNP Paribas Full time

    About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and...


  • Mumbai, Maharashtra, India BNP Paribas Full time

    About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and...


  • Mumbai, Maharashtra, India BNP Paribas Full time

    About BNP Paribas India Solutions: Established in 2005, BNP Paribas India Solutions is a wholly owned subsidiary of BNP Paribas SA, European Union’s leading bank with an international reach. With delivery centers located in Bengaluru, Chennai and Mumbai, we are a 24x7 global delivery center. India Solutions services three business lines: Corporate and...


  • Mumbai, India HSBC Full time

    -Job description - *** **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...


  • Mumbai, Maharashtra, India beBeeSettlement Full time ₹ 12,00,000 - ₹ 36,00,000

    Role OverviewWe are seeking a skilled Clearing and Settlement Specialist to manage operational workflows in our Securities & Custody Operations team.This role involves independently managing day-to-day operations, maintaining awareness of evolving regulatory frameworks, and ensuring seamless trade processing, settlements, FX, and cash operations for...


  • Mumbai, Maharashtra, India Citi Full time

    **SVP, Core Trade Operations** **Trade Proc Mgr - C14** **Entity - CSIPL** **Responsibilities**: - This role is expected to have good knowledge of Trade and Working Capital products, trade workflows and processes. Good understanding of International Trade Fundamentals, Trade related Document scrutiny, and general ability to understand Sanctions and AML...