Business Oversight Compliance

3 days ago


Delhi Delhi, India Barclays Full time

Job Title: Business Oversight Compliance - AVP
Location: Noida

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective
Take ownership for managing risk and strengthening controls in relation to the work you do.

Working Flexibly

Hybrid Working
Structured hybrid role:
Introduction
The BUK Compliance Insights AVP is part of the Barclays Global Service Centre, India (BGSC) Compliance Team working directly with BUK Compliance Business Oversight. The role holder will perform a broad range of Risk & Control activities across relevant BUK businesses, working closely with the BUK COO and Retail and Business Product Business Oversight Compliance Teams in the UK.

What will you be doing?
- Design and produce a monthly Compliance insights and data pack for relevant BUK Compliance teams (i.e Business Banking, Customer & Digital, Life Moments, Everyday Money Management), identifying areas of potential conduct and reputational risk to drive proactive oversight and challenge.
- Drive input and insight into the monthly data insights dashboard for the BUK Compliance Management Team
- Undertake specific data and insight deep dives projects as required to inform wider strategic oversight and challenge activity within the vertical business areas Examples may include analysis of complaints and risk and control issues/ events.
- To maintain Compliance Consumer Duty KI dashboard and drive usage through working across teams on key themes

Support core BUK Compliance oversight (BOC) activity:

- Lead co-ordination of Compliance involvement in the annual risk assessment methodology (the One Risk Assessment (OneRA)) throughout the end-to-end process, leveraging BUK Compliance colleagues for SME input, and driving consistency of check and challenge across BUK verticals
- Lead coordination of feedback on Quarterly Conduct and Reputational Risk Dashboards, leveraging broader SME input from colleagues as required. Responsible for summarising key points of feedback, check and challenge to inform discussion with BUK Compliance Senior Management, sign off and BUK CMT calibration sessions with focus on areas of commonality / divergence across BUK verticals to ensure consistency in approach
- Support completion of the Compliance role in Product Reviews and Consumer Duty Fair Value Assessments
- Leverage the above activity to identify areas of thematic focus for BUK as a whole.
- Provide insight into best practice and identify examples of such and shares this with wider BUK Compliance teams to drive consistency.

What we’re looking for:

- Strong stakeholder engagement and influencing skills at a senior level.
- Ability to work remotely with multiple stakeholders
- Proven communication and problem-solving skills. Creative thinking and strong judgment and decision making.
- Experience around designing MI dashboards, analytics and insights
- Understanding of new technologies and the use of Data in banking organisations.

Skills that will help you in the role:

- Experience in compliance function or equivalent risk or controls roles
- Experience around designing MI dashboards, analytics and insights
- Strong planning & organisational skill
- Proactive, energetic and resilient individual with a can-do approach

Where will you be working?
Noida

Be More at Barclays
Interested and want to know more about Barclays? Visit home.barclays/who-we-are/ for more details.
Purpose, Values and Mindset
We deploy finance responsibly to support people and businesses, acting with empathy and integrity, championing innovation and sustainability, for the common good and the long term.
Our values underpin everything we do: Respect, Integrity, Service, Excellence and Stewardship.
Respect
We harness the power of diversity and inclusion in our business, trust those we work with, and value everyone's contribution.
Integrity
We operate with honesty, transparency and fairness in all we do.
Service
We act with empathy and humility, putting the people and businesses we serve at the centre of what we do.
Excellence
We champion innovation, and use our energy, expertise and resources to make a positive difference.
Stewardship
We prize sustainability, and are passionate about leaving things better than we found them.

Our Mindset shapes how we take action, living by our Values, driven by our Purpose, always with our customers and clients at the heart of what we do; our Mindset is to Empower, Challenge and Drive.
Empower
Trust and support each other to deliver. Make decisions with those closest to the topic. Include diverse perspectives. Celebrate success and learn from failur



  • Delhi, India Careers at Tide Full time

    ABOUT TIDE At Tide, we are building a business management platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting. Launched in 2017, Tide is now used by over 1 million small businesses...


  • Delhi, Delhi, India Careers at Tide Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    ABOUT TIDEAt Tide, we are building a business management platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting.Launched in 2017, Tide is now used by over 1 million small businesses...


  • Delhi, India CES Full time

    we’re currently looking for an Senior Compliance Analyst/ Team Lead/AM/Manager and I think you could be a good fit. We are looking for 5+ years of experience in Compliance - Code of Ethics, I’d like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call? If so, I’d be happy to set up a...


  • Delhi, India UNDP Careers Full time

    Job DescriptionJOB DESCRIPTIONPlease Note The Appropriate Tier Indicated In The Vacancy Title And Ensure That You Are Holding The Applicable Contract As Defined Below Tier 1: UNDP/ UNCDF/ UNV staff holding permanent (PA) and fixed term (FTA) appointments (defined as "internal" candidates) Tier 2: UNDP/ UNCDF/ UNV staff holding temporary appointments (TA) and...


  • Delhi, Delhi, India UNDP Careers Full time US$ 72,000 - US$ 1,08,000 per year

    Job DescriptionJOB DESCRIPTIONPlease Note The Appropriate Tier Indicated In The Vacancy Title And Ensure That You Are Holding The Applicable Contract As Defined BelowTier 1: UNDP/ UNCDF/ UNV staff holding permanent (PA) and fixed term (FTA) appointments (defined as "internal" candidates)Tier 2: UNDP/ UNCDF/ UNV staff holding temporary appointments (TA) and...


  • New Delhi, India Saaki Argus & Averil Consulting Full time

    About client: A leading renewable energy organization Key Responsibilities Collect, review and maintain records as required under Compliance and Governance and related ESG policies, including : Counterparty Screening processes Whistleblower and corporate feedback channel reporting Corporate Social Responsibility activities Donation requests ...


  • Delhi, Delhi, India Alankit Full time ₹ 40,00,000 - ₹ 60,00,000 per year

    Job Title: Stock Broking Head Trading, Compliance & Institutional SalesFunction: Share Broking / Trading BusinessLocation: New DelhiExperience Required: More than 15 yearsPreferred Background: Banking / Financial ServicesEducational Qualification: MBA/PGDM, CA/ICWA, LLB (preferably with specialization in securities, finance, or compliance)Note- Candidates...


  • Delhi, India CES Full time

    we’re currently looking for an Senior Compliance Analyst/ Team Lead/AM/Manager and I think you could be a good fit. We are looking for 5+ years of experience in Compliance - Code of Ethics, I’d like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call? If so, I’d be happy to set up a...


  • New Delhi, India CrossTab IT Consulting Full time

    Act as a Subject Matter Expert (SME) in managing, designing, and implementing existing and new Legal systems. This includes capturing business requirements, designing technical solutions, and working with internal and external partners to deliver stable solutions.8+ years of Legal & Compliance technology domain experience as a business analyst or product...


  • New Delhi, India Maxis Clinical Sciences Full time

    Job Title:Clinical Quality Assurance Compliance & training Experience : 5 plus years Location:Mumbai Type:Full-time Experience Level:[Senior] Manager/Senior Manager Department:Clinical Research DepartmentPurpose of this Role: This role will be responsible for oversight on end-to-end clinical trial activities from quality perspective. This role will be...