Compliance Officer
2 days ago
Job Title: Compliance OfficerLocation: NoidaEmployment Type: Full-TimeJob Purpose:To ensure organizational compliance with all applicable statutory, regulatory, andinternal governance requirements, including oversight of internal processes, vendorrisk, regulatory filings, and compliance training initiatives.Key Responsibilities:1. Compliance Audit and ReportingConduct comprehensive reviews and maintain documentation to ensureadherence to applicable regulatory requirements and internal compliancestandards.2. Corporate Governance ReviewEvaluate the organization’s governance structure to ensure it aligns withregulatory expectations and industry best practices in coordination with theCompliance Officer.3. Internal Controls and Process AuditsReview and assess existing business processes to identify control gaps andensure implementation of robust internal controls.4. POSP Compliance ReviewAudit and validate onboarding, training, and operational processes of Point ofSales Persons (POSPs) as per relevant compliance guidelines.5. Business Continuity and Disaster Recovery ReviewEnsure that effective Business Continuity Planning (BCP) and Disaster Recovery(DR) frameworks are established and tested regularly under the ComplianceOfficer's supervision.6. Training and Awareness ProgramsDesign and conduct regular workshops and training on key compliance areasincluding AML/KYC norms, cybersecurity protocols, and operational riskmitigation.7. Documentation Support for Regulatory FilingsAssist in the timely and accurate preparation of required documentation forfilings such as shareholding changes, periodic returns, and other statutory submissions.8. Gap Analysis and Risk-Based RecommendationsConduct gap analyses to identify areas of non-compliance and provide tailored,risk-based recommendations to meet compliance expectations.9. Third-Party Vendor Due DiligenceConduct compliance and risk assessments of third-party vendors and ensurenecessary controls are extended to all external partnerships.Preferred Qualifications:- Company Secretary (CS) – Preferred - Candidates with the following backgrounds may also be considered: - LLB / LLM (Corporate Law / Compliance Specialization) - Chartered Accountant (CA) - MBA (Finance / Risk / Compliance) - Graduate/Postgraduate in Commerce, Finance, or Business Law with relevant experience in compliance or risk managementPreferred Skills & Experience:● 4–8 years of relevant experience in regulatory compliance, audits, or governanceroles (preferably in insurance, financial services, or related sectors)● Strong understanding of regulatory frameworks (IRDAI, SEBI, RBI, etc.)● Excellent knowledge of corporate governance and internal controls● Strong documentation, communication, and presentation skills● Ability to work cross-functionally and manage multiple priorities
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Compliance Officer
3 days ago
New Delhi, India InBrok (IFSC) Private Limited Full timeCompliance Officer (CO) – InBrok (IFSC) Private LimitedLocation: GIFT City – IFSC, GandhinagarEmployment Type: Full-time | On-siteDepartment: Compliance & Regulatory Affairs---About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...
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Compliance Officer
5 days ago
New Delhi, India InBrok (IFSC) Private Limited Full timeCompliance Officer (CO) – InBrok (IFSC) Private Limited Location:GIFT City – IFSC , Gandhinagar Employment Type:Full-time | On-site Department: Compliance & Regulatory Affairs--- About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets...
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Compliance Executive
1 week ago
Delhi, India Ammbition Payroll & Compliance Services Pvt Ltd Full timeJob Title: HR Statutory Compliance Executive Job Overview: As an HR Statutory Compliance Executive, you will be responsible for ensuring that the organization complies with all relevant employment laws, regulations, and statutory requirements. Your role will play a crucial part in maintaining the company's ethical and legal standing, safeguarding employee...
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Compliance Officer
3 weeks ago
New Delhi, India QX Global Group Full timeThis role profile is a blend of both the job description and person specification and clearly demonstrates the relationship between specific tasks and personal attributes. It is not exhaustive but is intended to give an overview of the role which will naturally change from time to time in line with business requirements. Job Description:Maintenance...
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Compliance Officer
4 weeks ago
New Delhi, India SKS Enterpprises - Human Resource Planning and Management Full timePosition Name -Compliance Officer Location -Mumbai Experience Range -5 to 8 years Job Roles and Responsibilities: The role involves end-to-end responsibility for fund administration, investor servicing, compliance, and coordination with key stakeholders for Indias leading early-stage Angel fund(s). The position requires strong regulatory understanding,...
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Compliance Officer
2 weeks ago
New Delhi, India SKS Enterpprises - Human Resource Planning and Management Full timePosition Name - Compliance Officer-AIFLocation - Gift City, GandhinagarExperience Range - 5-8 yrsMandatory Requirement:- Ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworksJob Roles and Responsibilities:- Ensure full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions. - Supervise...
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Sr Compliance officer
3 weeks ago
New Delhi, India IMS People Possible Full timeJob Title:Compliance Officer / Senior Compliance Officer Location:Makarba, Ahmedabad.Shift Timings: 12:30 PM – 10:00 PM IST 1:30 PM – 11:00 PM IST (During Daylight Saving Time) About the Role: We are looking for a detail-oriented and proactiveCompliance Officer / Senior Compliance Officerto join our compliance team. The role involves managing and...
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Compliance Officer
1 week ago
New Delhi, India PlusWealth Capital Management LLP Full timeAbout UsPlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...
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Compliance Officer
2 weeks ago
New Delhi, India PlusWealth Capital Management LLP Full timeAbout UsPlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...
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Compliance Officer
6 days ago
New Delhi, India Signature Global Comtrade Full timeResponsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...
