Audit Executive

5 days ago

Navi Mumbai Maharashtra, India B B Banthia Finance Pvt Ltd Full time

The Branch Audit, Internal branch Audit, Process Audit, and Security Audit Manager will be responsible for overseeing and executing comprehensive audits of branch operations, processes, and security measures in a Gold Loan Non-Banking Financial Company (NBFC). This role plays a critical part in ensuring regulatory compliance, risk management, operational efficiency, and the security of company assets.

Key Responsibilities:

- Audit Planning and Strategy:

- Develop annual audit plans for branch audits, process audits, and security audits, considering regulatory requirements, risks, and business objectives.
- Collaborate with senior management to align audit objectives with the company's strategic goals.
- Branch Audits:

- Conduct on-site branch audits to assess adherence to internal policies and regulatory requirements.
- Review lending processes, documentation, and customer interactions.
- Evaluate branch compliance with anti-money laundering (AML) and Know Your Customer (KYC) policies.
- Identify control weaknesses and recommend improvements.
- Process Audits:

- Analyze and evaluate operational processes and controls across branches.
- Identify process inefficiencies, bottlenecks, and areas for improvement.
- Propose process enhancements and efficiency gains.
- Security Audits:

- Assess the physical security measures in place at branch locations.
- Review access control, surveillance, and alarm systems.
- Identify security vulnerabilities and recommend improvements to protect company assets.
- Risk Assessment:

- Identify and assess operational, compliance, and security risks within branch operations.
- Develop risk mitigation strategies and action plans.
- Reporting:

- Prepare detailed audit reports with findings and recommendations for branch audits, process audits, and security audits.
- Present audit results to senior management.
- Track and monitor the implementation of audit recommendations.
- Regulatory Compliance:

- Stay updated on industry regulations and ensure branch operations remain compliant.
- Provide guidance and training to branch staff on regulatory requirements.
- Documentation and Record-Keeping:

- Maintain accurate audit documentation and records for branch, process, and security audits.
- Ensure the confidentiality and security of audit materials.

Qualifications:

- Bachelor's degree in finance, accounting, or a related field.
- Excellent analytical, communication, and report writing skills.

Personal Attributes:

- Strong leadership skills.
- Detail-oriented and highly organized.
- Analytical and problem-solving mindset.
- Ability to work independently and meet deadlines.
- Strong interpersonal skills and the ability to build effective working relationships.

Pay: ₹300,000.00 - ₹450,000.00 per year

**Benefits**:

- Health insurance
- Leave encashment
- Provident Fund

Schedule:

- Day shift

**Experience**:

- Loan processing: 2 years (required)

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