Compliance Officer
17 hours ago
**Job Summary**:
**Key Responsibilities**:
- Monitor and ensure compliance with SEBI regulations, RBI guidelines, and other applicable laws governing AIFs.
- Develop, implement, and update compliance policies and procedures to reflect regulatory changes and industry best practices.
- Conduct regular compliance risk assessments and internal audits to identify potential risks and recommend corrective actions.
- Design and deliver compliance training programs for staff to foster a culture of compliance within the organization.
- Prepare compliance reports for management and regulatory authorities, ensuring timely submission and accuracy.
- Act as the primary liaison with regulatory bodies and internal stakeholders on compliance matters, addressing inquiries and issues as they arise.
- Utilize technology and data analytics to enhance compliance monitoring processes and reporting accuracy.
**Qualifications**:
- Master’s degree in Business Administration, Finance, Law, or a related field, or a Company Secretary qualification.
- Minimum of 5 years of experience in a compliance role, preferably in the AIF.
- Strong knowledge of regulatory frameworks applicable to AIFs and related compliance requirements.
- Must possess a CS (Company Secretary) degree.
**Job Types**: Full-time, Permanent
Pay: ₹16,442.97 - ₹58,459.10 per month
**Experience**:
- Corporate finance: 5 years (preferred)
- SEBI: 5 years (preferred)
Work Location: In person
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