Compliance Officer

2 days ago

Ahmedabad Gujarat, India Steptrade Share Services Pvt Ltd. Full time

**Job Summary**:
**Key Responsibilities**:

- Monitor and ensure compliance with SEBI regulations, RBI guidelines, and other applicable laws governing AIFs.
- Develop, implement, and update compliance policies and procedures to reflect regulatory changes and industry best practices.
- Conduct regular compliance risk assessments and internal audits to identify potential risks and recommend corrective actions.
- Design and deliver compliance training programs for staff to foster a culture of compliance within the organization.
- Prepare compliance reports for management and regulatory authorities, ensuring timely submission and accuracy.
- Act as the primary liaison with regulatory bodies and internal stakeholders on compliance matters, addressing inquiries and issues as they arise.
- Utilize technology and data analytics to enhance compliance monitoring processes and reporting accuracy.

**Qualifications**:

- Master’s degree in Business Administration, Finance, Law, or a related field, or a Company Secretary qualification.
- Minimum of 5 years of experience in a compliance role, preferably in the AIF.
- Strong knowledge of regulatory frameworks applicable to AIFs and related compliance requirements.
- Must possess a CS (Company Secretary) degree.

**Job Types**: Full-time, Permanent

Pay: ₹16,442.97 - ₹58,459.10 per month

**Experience**:

- Corporate finance: 5 years (preferred)
- SEBI: 5 years (preferred)

Work Location: In person

  • Compliance Officer

    1 day ago

    Ahmedabad, Gujarat, India Target Mind Full time

    We are seeking to employ proactive, innovative, forward-thinking staff that go above and beyond to join us and improve upon the service we offer. What is a compliance officer? “A compliance officer is **an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws**....

  • Assistant Compliance Officer

    2 days ago

    Ahmedabad, Gujarat, India Chavda Infra Limited Full time

    **Assistant - Compliance Officer** Ahmedabad, India We are seeking a dynamic Legal & Labour Welfare Executive who want to Kickstart his career with a dynamic Legal & Compliance role! in handling legal, welfare, and HR-related tasks. **Roles and Responsibilities** (Training will be provided in case if fresher for all the tasks mentioned below) Learn to...

  • Compliance Officer

    2 weeks ago

    Ahmedabad, Gujarat, India QX Global Group Full time

    As a Compliance Officer your roles and responsibilities will be as below: Need to maintain ongoing and initial compliance. Chase candidate for outstanding documents as per checklist Verify and upload documents on CRM. Minimum need to achieve KPI of 2 files compliant. Key Skills: UK compliance healthcare background Knowledge of NHS framework compliance...

  • Compliance Officer

    3 weeks ago

    Ahmedabad, Gujarat, India QX Global Group Full time

    As a Compliance Officer your roles and responsibilities will be as below: Need to maintain ongoing and initial compliance. Chase candidate for outstanding documents as per checklist Verify and upload documents on CRM. Minimum need to achieve KPI of 2 files compliant. Key Skills: UK compliance healthcare background Knowledge of NHS framework compliance...

  • Compliance Officer

    1 day ago

    Ahmedabad, Gujarat, India Patel Infrastructure Limited Full time

    **Job Title: Compliance Executive** **Location**: Ahmedabad **Job Type**: Full-time **Job Overview**: **Key Responsibilities**: - **Regulatory Compliance**: - Ensure the organization’s compliance with all relevant statutory requirements, particularly related to Provident Fund (PF), Employees’ State Insurance (ESI), the Factories Act, and other...

  • Compliance Officer

    23 hours ago

    Ahmedabad, Gujarat, India Lakshya Asset Management Pvt. Ltd Full time

    Job Title: Compliance Officer - AMC Location: Ahmedabad Employment Type: Full-Time About the Role: We are seeking a detail-oriented and proactive Compliance Officer to join our Asset Management Company . The candidate will be responsible for ensuring adherence to all regulatory requirements laid down by SEBI, AMFI, and other relevant authorities, while...

  • Back Office

    1 day ago

    Bopal, Ahmedabad, Gujarat, India JB comtrade Full time

    **Job Title**: Receptionist & Admin Executive **Location**: Bopal, Ahmedabad **Type**: Full-Time | **Experience**: 0-2 years **Job Summary**: **Key Responsibilities**: - Post basic content on company social media - Arrange and coordinate meetings - Assist with basic compliance and record-keeping - Support daily admin and back office...

  • Compliance Officer

    4 days ago

    Ahmadabad, Gujarat, India Target Mind Full time

    We are seeking to employ proactive, innovative, forward-thinking staff that go above and beyond to join us and improve upon the service we offer. What is a compliance officer? “A compliance officer is **an individual who ensures that a company complies with its outside regulatory and legal requirements as well as internal policies and bylaws**....

  • Compliance Officer

    4 weeks ago

    Ahmedabad, Gujarat, India Wealth First Portfolio Managers Ltd Full time

    Job Title: Compliance Officer (SEBI, BSE, NSE & Trading Compliance)Location: AhmedabadEmployment Type: Full-TimeJob Summary:We are seeking an experienced Compliance Officer with extensive knowledge of Securities and Exchange Board of India (SEBI) regulations, as well as compliance requirements for the Bombay Stock Exchange (BSE), National Stock Exchange...

  • Compliance Officer

    2 days ago

    Vadodara, Gujarat, India Lucy Electric Full time

    Job Advert Internal Job Title**:Compliance Officer** Business**:Lucy Electric Manufacturing & Technologies India Pvt Ltd** Location**:Halol, Gujarat, India** Job Reference No**:3360** **Job Purpose** This Job Position is required for compliance by determining, establishing, implementing, and monitoring of Government laws (Labour, Environmental, Health &...