Principal Officer

2 days ago


Gandhinagar, India CDSL Ventures Limited Full time

**Job Description - Manager / Senior Manager (KRA Operations, IFSC - GIFT City)**

**Salary Range**: Rs 25 lakhs

**Location**: Ahmedabad, GIFT City

**Position Title**: Principal Officer - KRA Operations
**Location**: GIFT City, Gandhinagar, Gujarat (IFSC)
**Department**: Compliance & Operations - KYC Registration Agency (KRA)
**Reports To**: CEO / Board of Directors

**Role Objective**:
To lead and oversee all operational and regulatory functions of the KRA within the IFSC framework, ensuring compliance with IFSCA guidelines, managing operational integrity, and acting as the nodal officer for all regulatory communications.

**Key Responsibilities**:

- Act as the **designated Principal Officer** as per IFSCA and KRA regulatory framework.
- Ensure overall compliance with **IFSCA regulations**, KYC norms, and data privacy standards.
- Supervise end-to-end **KRA operations**, including onboarding, data validation, record management, and periodic reviews.
- Liaise directly with **IFSCA, FIU-IND**, and other regulatory bodies as required.
- Ensure timely and accurate submission of **regulatory filings, audit reports, and MIS**.
- Lead the implementation of risk and control frameworks within operations.
- Monitor and resolve any escalated compliance or operational issues.
- Drive implementation of automation and technology solutions to enhance KRA efficiency.
- Coordinate with internal departments (IT, Legal, Risk, Audit) and external stakeholders (RIAs, AMCs, custodians).
- Keep abreast of evolving KYC regulations and industry best practices to ensure policy alignment.

**Required Qualifications & Skills**:

- Postgraduate degree in Law, Finance, Business Administration, or equivalent.
- Minimum **10 years of experience** in financial services, with at least **3-5 years in a leadership role in compliance or KYC operations**.
- Prior experience with **KRA/CKYC/AML** processes is mandatory.
- In-depth knowledge of **IFSCA, SEBI, and FIU-IND** regulations.
- Strong leadership, communication, and analytical skills.
- Proven experience in handling regulatory audits and inspections.

**Job Types**: Full-time, Permanent

Pay: Up to ₹2,500,000.00 per year

**Benefits**:

- Cell phone reimbursement
- Health insurance
- Internet reimbursement

**Education**:

- Master's (preferred)

**Experience**:

- Financial services: 10 years (required)

Work Location: In person


  • Principal Officer

    2 days ago


    Gandhinagar, Gujarat, India CDSL VENTURES Full time ₹ 25,00,000 per year

    Job Description – Manager / Senior Manager (KRA Operations, IFSC - GIFT City)Salary Range: Rs 25 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Principal Officer – KRA OperationsLocation: GIFT City, Gandhinagar, Gujarat (IFSC)Department: Compliance & Operations – KYC Registration Agency (KRA)Reports To: CEO / Board of DirectorsRole Objective:To...

  • Principal Officer

    3 days ago


    Gandhinagar, Gujarat, India Adhaan Hiring Edge Solution Pvt Ltd Full time ₹ 3,00,000 - ₹ 5,50,000 per year

    Job Description: Principal OfficerLocation: GIFT Gandhinagar, GujaratResponsibilities:Regulatory & Compliance: - Monitor end-to-end regulatory compliance with IFSCA, SEBI, RBI, and other applicable frameworks. - Oversee accurate and timely filing of all regulatory reports, audits, and disclosures. - Ensure all employees of the CMI adhere to relevant...

  • Principal Officer

    4 days ago


    Gandhinagar, India Adhaan Hiring Edge Solution Pvt Ltd Full time

    Principal Officer Location: GIFT Gandhinagar, Gujarat **Responsibilities**: 1. Regulatory & Compliance: - Monitor end-to-end regulatory compliance with IFSCA, SEBI, RBI, and other applicable frameworks. - Oversee accurate and timely filing of all regulatory reports, audits, and disclosures. - Ensure all employees of the CMI adhere to relevant regulatory...


  • Ahmedabad, Gandhinagar, India Abans Finance Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Job Summary:We are seeking a highly qualified and experienced Principal Officer for our broking entity in Gift city to lead and oversee compliance, regulatory, and operational functions at our Capital Market Intermediary. The Principal Officer will act as a key point of contact with regulatory authorities and ensure adherence to all applicable financial...


  • Gandhinagar, India PlusWealth Capital Management LLP Full time

    About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...


  • Gandhinagar, India PlusWealth Capital Management LLP Full time

    About Us Plus Wealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share...


  • Gandhinagar, India PlusWealth Capital Management LLP Full time

    About Us Plus Wealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share...


  • Gandhinagar, India PlusWealth Capital Management LLP Full time

    About UsPlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...


  • Gandhinagar, India PlusWealth Capital Management LLP Full time

    About UsPlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our...


  • Gandhinagar, India PlusWealth Capital Management LLP Full time

    About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share...