Compliance Executive-stock Broking Industry

**Key Responsibilities**: - Monitor day-to-day compliance with stock exchanges and depositories. - Respond to surveillance notices, show cause notices, and adjudicating orders from SEBI, BSE, NSE, MCX, and CDSL. - Handle SEBI and stock exchange inspections. - Coordinate with internal departments to ensure timely submission of data to regulatory bodies. -...

Prashant : Job Title: HR Manager – Stock BrokingLocation: Ahmedabad, S G HighwayDepartment: Human ResourcesJob Summary:The HR Manager will oversee all human resource functions for the stock broking division, including recruitment, employee engagement, training, compliance, and performance management. The role requires strong knowledge of SEBI-regulated...

**Department**: Bond **Location**: Ahmedabad HO **Job Type**: Full Time **Experience**: 1-2 Years **Salary**: 12k to 15k **Responsibilities**: Calls to Client for invest in Bond. Interacting with client and solve their queries regarding Bond. Responsible to generate revenue. If require personally collect document from client side. Maintain daily...

Urgent Opening : Account Executive **Job Description**: Bank Reconciliation To do accounting entries in Tally. Client Service. Eligibility: Well versed with working on Tally software Knowledge of MS Excel. Sound knowledge of accounting rules. Having work experience from Stock Broking Company. Experience Required - 6 Month to 1 Years **Salary**:...

JOB DETAILS Propose and achieve region wise sales plans and targets in alignment with business objectivesDevelop the network of channel partners and drive sales through the network Periodic engagement on the ground with the channel partners and other stakeholders such as Mutual fund AMCs etc Manage region and individual performances Report on region-wise...

JOB DETAILS Propose and achieve region wise sales plans and targets in alignment with business objectivesDevelop the network of channel partners and drive sales through the network Periodic engagement on the ground with the channel partners and other stakeholders such as Mutual fund AMCs etc Manage region and individual performances Report on region-wise...

Urgent Opening : Sales Executive Stock Broking Firm **Responsibilities & Eligibility**: Lead generation from Open Market. knowledge about India INX Global Access explain & aware to client about India INX Global Access Excellent communication skills. **Salary**: ₹10,000.00 - ₹35,000.00 per month Shift: - Day shift Work Location: In person

Ensure compliance with regulations through monitoring, data management, internal checks, and coordination. Skilled in analysis, communication, and problem-solving with strong integrity, attention to detail, and a collaborative work ethic. Required Candidate profileCandidates with prior experience in a stock broking & financial services firm will be...

Company DescriptionEureka Stock & Share Broking Services Ltd. is a leading financial intermediary in India, specializing in research and advisory services since its inception in 1992. Guided by a commitment to innovation, ethics, and intellectual expertise, Eureka is dedicated to enabling wealth creation. Over the years, the company has grown to a team of...

**Position**: Junior Executive **Location**: Ahmedabad **Company**: Eureka Stock & Share Broking Services Ltd. **Experience**: 0-2 years **Qualification**: Graduate (any stream), basic computer knowledge **Department**: Sales & Back Office **Responsibilities**: **Daily Client Calling** - Make regular calls to existing and potential clients - Explain...