Investment Compliance

**JOB DESCRIPTION** Introductory market language** Take a lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers **Job Summary** As a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to...

Designation: Compliance and Operations officer Role: Compliance and Operations Department: Fund Management Team Location: Nariman Point, Mumbai Joining Date: Immediate Employment Type: Full - Time Qualification: Post Graduate (M.Com/MBA/M.A/M.Sc/CA/CS/CWA/CFA) Experience: 0 - 3 years Mandatory Requirement: a) Should be Post Graduate. b) Must obtain...

We are looking for a detail-oriented **Accounts & Investment Executive** to join our finance team in Mumbai. The role involves preparing investment reports, passing accounting entries in tally, and assisting in compliance documentation under the guidance of CA/CS professionals. **Requirements**: - Graduate in Commerce OR Has knowledge of accounting -...

Evaluate Business ideas and build the foundation of selection decision by conducting market research, deep dive in to new industry sectors, due diligence of proposed opportunities. Able to perform financial analysis and modelling and interpret company data and financial data to help investment team make investment decision Scout for potential investment...

Job Category Auditing Unlock your potential as an experienced audit professional with our Commercial and Investment Banking Audit team Job Summary As a Commercial and Investment Banking Compliance Audit Associate within the Commercial and Investment Banking Compliance Audit team you will be based in Mumbai and play a crucial role in overseeing compliance...

Job Title - Investment Compliance - Associate 2 Who we are looking for: Looking for compliance professional who understand and can provide end-to-end support to investment company (Mutual Fund) clients & their Compliance teams by sharing, primarily, meaningful insights about the funds ability to comply with (i) SEC (Securities and Exchange Commission)...

**Position Overview**: This position offers a strong growth trajectory for professionals aiming to build deep expertise in transaction execution and client advisory. **Key Responsibilities**: Transaction Execution & Support - Assist in executing M&A and capital markets transactions including valuations, pitch books, and financial models - Support...

Job SummaryFinnotion Investment Services Pvt Ltd is seeking a motivated and dynamic Business Support Executive to join the team. This role is responsible for supporting business operations, assisting clients with financial products, and ensuring exceptional service within our fast-growing investment services environment. The ideal candidate will have strong...

Job Title Client Investment Monitoring Analyst Investment Guideline Management IGM Corporate Title NCT Location Pune India Role Description About DWS Today markets face a whole new set of pressures - but also a whole lot of opportunity too Opportunity to innovate differently Opportunity to invest responsibly And opportunity to make change Join us at DWS and...

**Position Overview**: As an Investment Advisor, you will play a crucial role in helping clients navigate the complexities of the financial markets and achieve their long-term investment objectives. You will provide personalized investment advice, develop tailored investment strategies, and build lasting relationships with clients to support their financial...