Investment Compliance

Take a Lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers **Job Summary** As a Compliance Reporting Lead within our team, you will play a pivotal role in ensuring that client rules align with investment agreements and adapt to regulatory changes. You will act as a change agent,...

**Job Title**:Investment Associate **Location**: Pune, India **Position**: Full-Time, Work From Office (WFO) **Working Hours**: 9:00 AM - 7:00 PM (Monday-Saturday) **Experience**: 1- 1.5 Years **Key Responsibilities**: - Manage and oversee the company’s financial accounts and transactions. - Prepare and review financial statements, reports, and...

It's fun to work in a company where people truly BELIEVE in what they're doing! - We're committed to bringing passion and customer focus to the business._ Job Description Key Responsibilities / Duties: - Assist in the monitoring and follow-up with employees to ensure timely completion of required trainings, certifications and submissions of required...

**Compliance Advisor, AVP**: **Job ID**:R0403175 **Full/Part-Time**:Full-time **Regular/Temporary**:Regular **Listed**:2025-09-04 **Location**:Pune **Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Title: Compliance Advisor, AVP** **Location: Pune, India** **Role Description** - The position is a part of Deutsche...

Looking for smart and dynamic person who can manage the investment and portfolio of one of the sister concern company. Good in investment management, captial gain/loss, portfolio management - Oversee the management of the company's investment portfolio, including equities, fixed income, and alternative investments - Develop and implement investment...

**About Y-Point VC Fund** Y-Point is a DeepTech-focused venture capital fund sponsored by SINE, IIT Bombay. We invest in transformative startups emerging from India’s top research institutions—such as IITs, IISc, and IIITs—across sectors including: - Artificial Intelligence & Computing - Advanced Manufacturing - Next-gen Materials - Lifesciences &...

Associate, Compliance & Control Representative IIAt BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough...

Job ID: 28886 Location: Mumbai, IN Area of interest: Private Banking & Wealth Management Job type: Regular Employee Work style: Office Working Opening date: 14 May 2025 **Job Summary** - The investment strategist will be part of the Investment strategy team and responsible for driving the formation of asset class views, publish market outlook and...

Sr. Specialist, Performance & GIPS - Nuveen Global Investment Operations The Performance Associate will primarily will be responsible for the preparation of analytics data needed by Portfolio Management, Investment Oversight, Marketing, Client Service, Legal/Compliance, and additional areas within the enterprise. In addition to analytics support, the...

**Company**: Category I Merchant Banker registered with the SEBI and aims to provide a one-stop solution for various investment banking & advisory services. It provides array of services for listed and unlisted companies; such as Valuations, Issue Management (i.e. SME & Main Board IPOs), Open Offers, Corporate Advisory and Debt...