Executive Trainee for Compliance Department

1 week ago

Gautam Budh Nagar, India D B International Stock Brokers Limited Full time

Job Title: Executive Compliance
- Freshers can also apply.

Location: Noida Sector 16A

**About Us**:
DB (International) Stock Brokers Limited is a leading stock brokerage firm committed to maintaining the highest standards of compliance and integrity in our operations. Our Compliance Department plays a vital role in ensuring we adhere to regulatory requirements and industry best practices.

**Position Overview**:
We are seeking a motivated and Compliance Associate to join our Compliance Department. This entry-level position is ideal for fresh graduates with a keen interest in the financial markets and a basic understanding of compliance principles.

**Key Responsibilities**:

- Assist in monitoring and ensuring compliance with regulatory requirements and internal policies.
- Support the team in conducting compliance reviews and audits.
- Maintain accurate records and documentation related to compliance activities.
- Assist in preparing reports and presentations using Excel.
- Respond promptly to inquiries and requests from internal teams and external stakeholders.
- Participate in training sessions and workshops to enhance compliance knowledge.

**Qualifications**:

- Bachelor’s degree in Finance, Business, or a related field.
- Elementary knowledge of compliance in the financial sector.
- Proficiency in Microsoft Excel (basic formulas, data entry, and reporting).
- Strong attention to detail and organizational skills.
- Excellent communication skills, both written and verbal.
- A proactive and active approach to tasks and responsibilities.

**What We Offer**:

- A supportive and collaborative work environment.
- Opportunities for professional growth and development.
- Comprehensive training and mentorship.
- Competitive salary and benefits package.

**To Apply**:
Schedule:

- Day shift

Ability to commute/relocate:

- Gautam Buddha Nagar, Uttar Pradesh: Reliably commute or planning to relocate before starting work (required)

**Language**:

- English (preferred)

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