
Executive Compliance
1 week ago
**Location**: Film City, NOIDA.
**Employment Type**: Full-Time
**About Us**:
DB (International) Stock Brokers Limited is a leading stock brokerage firm committed to maintaining the highest standards of compliance and integrity in our operations. Our Compliance Department plays a vital role in ensuring we adhere to regulatory requirements and industry best practices.
**Position Overview**:
We are seeking a motivated and Compliance executive to join our Compliance Department. This entry-level position is ideal for fresh graduates with a keen interest in the financial markets and a basic understanding of compliance principles.
**Key Responsibilities**:
- Assist in monitoring and ensuring compliance with regulatory requirements and internal policies.
- Support the team in conducting inspections and audits.
- Maintain records and documentation related to compliance activities.
- Assist in preparing reports and presentations using Excel.
- Respond promptly to inquiries and requests from internal teams and external stakeholders.
- Participate in training sessions and workshops to enhance compliance knowledge.
**Qualifications**:
- B.Com, CA/CS/CMA (Semi Qualified), MBA.
- Elementary knowledge of compliance in the financial sector.
- Skill in Microsoft Excel (basic formulas, data entry, and reporting).
- Excellent communication skills, both written and verbal.
- A proactive and active approach to tasks and responsibilities.
**What We Offer**:
- A supportive and collaborative work environment.
- Opportunities for professional growth and development.
- Comprehensive training and mentorship.
- Competitive salary and benefits package.
**To Apply**:
Schedule:
- Day shift
Ability to commute/relocate:
- Gautam Buddha Nagar, Uttar Pradesh: Reliably commute or planning to relocate before starting work (required)
**Language**:
- English (preferred)
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