Regulatory and Process Audits

5 days ago


Nariman Point Mumbai Maharashtra, India V C Shah & Co Full time

Alternative Investment Funds Audits:
Conduct detailed review and audits of compliance with the SEBI AIF Regulations as well as compliance with the Fund Documents.

Job Overview:
This role is critical in ensuring that our operations adhere to regulatory standards and internal policies, and that our financial practices are transparent and accurate.

Specific experience in NBFC, Broking, Investment baking field

Work closely with internal teams, management, and external regulators to address audit findings and implement corrective actions.

Prepare detailed audit reports outlining findings, recommendations, and action plans.

Should have experience using the Data Analytics CAAT tools such as Power Bi, IDEA Software, Tableu etc.

Should be willing to travel anywhere within city and at times on need based outstation as well

Inquisitive approach towards all assignments

Proficiency in audit methodologies, risk assessment, and regulatory requirements and report writing

Ability to work independently and as part of a team in a fast-paced environment and upscale team approach.

Pay: ₹30,000.00 - ₹100,000.00 per month

Schedule:

- Day shift
- Morning shift

Supplemental Pay:

- Performance bonus

**Experience**:

- total work: 1 year (preferred)

Work Location: In person



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