Regulatory

Senior Manager - Admission Cell

Position
Location
Qualification
Age Limit

Senior Manager - Admission Cell

Mumbai

Graduate / Post-Graduate

Max. 35 Years

**Experience / Role**:

- Minimum 10 years work experience in Capital markets preferably in depository related operations, Market Infrastructure Institutions (MIIs) etc.
- Well conversant with depository operations. Good analytical and verbal & written Communication skills.
- Ability to multi-task, set priorities and manage time effectively.
- Co-ordinating with SEBI / exchanges / market participants and other departments in the organisation.
- Preparing the agenda and minutes of various meetings.
- Preparing various reports / MIS to be submitted to senior management.
- Working on various SEBI queries/Regulatory submission - drafting of Reply and Co-ordination with SEBI / MIIs.
- Co
- Ordinate between various departments for timely reply of queries.
- Co-ordination with other MIIs regarding various new developments suggested by SEBI in the Capital Market.

Officer - Asst. Manager - Dy. Manager - Surveillance

Position
Location
Qualification
Age Limit

Officer - Asst. Manager - Dy. Manager - Surveillance

Mumbai

Graduate / Post-Graduate

up to 35 years

**Qualification & Experience**:

- Experience between 1-8 years in surveillance functions in Stock Exchanges, Brokerage Houses.
- Knowledge of regulatory compliance / Foreign Investment by Listed Companies.
- Conversant with Depository operations, experience working in AML/CFT team will be added advantage.
- Ability to multi-task, set priorities and manage time effectively.
- Good communication skills. Proficient in Microsoft Excel, Word.
- Working in shifts may be required.
- Study of regulatory circulars, orders, framework of PMLA and FIU Obligations
- Taking actions on regulatory orders / advisory received from various regulators.
- Working on Foreign Investment Monitoring by Listed Companies.
- FIU _IND regulatory Obligation, Preparation of various reports, Monitoring of RFI alerts, Filing of STR etc.

Current CTC and Expected CTC to be mentioned clearly

Officer / Asst. Manager / Deputy Manager - Admission Cell

Position
Location
Qualification
Age Limit

Officer / Asst. Manager / Deputy Manager

Mumbai

Graduate/Postgraduate/MBA

30 Yrs.

**Experience & Role**:

- Minimum 5-10 years work experience in Capital markets preferably in depository related operations, Market Infrastructure Institutions (MIIs) etc.
- Well conversant with depository operations. Good analytical and verbal & written Communication skills.
- Ability to multi-task, set priorities and manage time effectively.
- Co-ordinating with RTAs / Issuer Companies / Exchanges / market participants and other departments in the organisation.
- Preparing various reports / MIS to be submitted to senior management.

Current CTC and Expected CTC to be mentioned clearly

Manager - Data Mining

Position
Location
Qualification
Age Limit

Manager - Data Mining

Mumbai

Graduate / Post Graduate

up to 40 years

**Experience & Role**:

- Minimum 7-8 years of experience in capital market preferably in Depository related operations, Stock Exchanges, Brokerage Houses
- Knowledge of regulatory compliance / Foreign Investment by Listed Companies.
- Conversant with Survelliance (demat / trading) and depository operations
- Prior experience of working in team of 3-4 people. Ability to multi-task, set priorities and manage time effectively
- Good communication and statistical skills
- Proficient in Microsoft Excel, Word.
- Responsible for processing of regulatory orders on day-to-day basis.
- Co-ordinating with SEBI / Exchanges / Depository Participants.
- Submission of reports to regulator on periodic basis
- Preparation of MIS
- Working in shifts may be required.

Current CTC and Expected CTC to be mentioned clearly

Officer/Assistant Manager - Audit & Inspection

Position
Location
Qualification
Age Limit

Officer/Assistant Manager - Audit & Inspection

Corporate office, Mumbai

Bachelor’s degree

NA

**Experience / Role**:

- Prior experience of Audit & Inspection, preferably in securities/ commodity industry and warehousing / exchanges/ clearing corporations. Minimum 3 years’ experience needed in relevant field.
- Strong communication skills and proficiency in Word, Excel, Outlook, and PowerPoint.
- Ability to understand and comprehend contents of agreement, balance sheet, annual report, legal notice etc.
- Ability to manage complex projects and multi-task.
- Ability to flourish with mínimal guidance and be proactive.
- High level of integrity and honesty is desired with a commitment to achieve management objectives.

Audit and Inspection of Repository participant (RP)
- Ensure compliance with established internal control procedures by examining records, reports, operating processes and documentation.
- Completes audit workpapers by documenting audit and findings
- To check adequacy of internal control systems by completing audit questionnaires.
- Com