Compliance Officer for Capital Market

Job Title: Compliance Officer- PMS. Department / Group: Portfolio Management Services. Location: Mumbai. Level: Company Secretary. About Dolat Capital Dolat Capital Group has established itself as a prominent player in the Indian financial landscape, boasting over two decades of excellence in the institutional equities' domain. Our journey has been...

Job Location: Nariman Point Capital Market - Trade Associate Must know Excel Capturing Trade Details MIS, Reporting to Senior Job Type: Full-time Pay: ₹20, ₹30,000.00 per month Work Location: In person

Job Location: Nariman PointCapital Market - Trade AssociateMust know ExcelCapturing Trade DetailsMIS, Reporting to SeniorJob Type: Full-timePay: ₹20, ₹30,000.00 per monthWork Location: In person

To handle matters related to Banking, Accounts, TAX, GST, TDS and ensuring all statutory payments are paid within prescribed time schedule Experience in Capital Markets, RBI, AIF compliances will be added advantage. should have knowledge on share market **Salary**: ₹15,000.00 - ₹20,000.00 per month Schedule: - Day shift **Education**: - Master's...

Job Purpose The primary purpose of the ECM (Equity Capital Markets) Syndication role in investment banking is to facilitate the successful execution of equity transactions. This includes initial public offerings (IPOs), secondary offerings, private placements, and other equity-related financings. The role is crucial in ensuring that these transactions are...

Job PurposeThe primary purpose of the ECM (Equity Capital Markets) Syndication role in investment banking is to facilitate the successful execution of equity transactions. This includes initial public offerings (IPOs), secondary offerings, private placements, and other equity-related financings. The role is crucial in ensuring that these transactions are...

Company OverviewRockstud Capital is a leading alternative asset manager advising and managing funds across our SEBI registered schemes including CAT-II Venture Capital Hybrid AIF fund CAT I AIF Angel Fund and Portfolio Management Services PMS We emphasize a customer-first approach a performance-oriented strategy and demonstrate the highest...

Position: Compliance OfficerLocation: MumbaiExperience: Company Secretary 3-4 years post-qualification Reporting to: CEOCompany: NovaaOne Capital Pvt. Ltd.Role OverviewWe are looking for a qualified and motivated Company Secretary with 3-4 years of post-qualification experience to lead and manage the compliance function of our firm. The role includes...

**Key Responsibilities**: - **Regulatory Compliance**: Ensure full compliance with RBI regulations for Middle Layer NBFCs, including reporting requirements, audits, and adherence to the applicable laws. - **Policy Implementation**: Develop, implement, and update internal compliance (all relevant) policies and procedures to align with regulatory and company...

We are seeking a highly motivated and detail-oriented individual to join our team as a Business Development Support professional in the Capital Markets division - The ideal candidate will have 2-3 years of experience in a business support or administrative role with a foundational understanding of capital markets The candidate will assist the Business...