VP Compliance

4 hours ago


Mumbai, India Michael Page Full time
Opportunity to work with a leading NBFCOpportunity to lead the compliance function

About Our Client

The hiring organisation is a well-established and reputable medium-sized enterprise operating in the business services sector. It specialises in providing tailored financial solutions and maintains a strong presence in Mumbai, with a focus on delivering quality services to its clients in the banking and financial services industry.

Job Description

Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements.Monitor and report on compliance risks and ensure effective mitigation strategies are in place.Conduct regular audits and assessments to ensure adherence to internal and external compliance standards.Collaborate with cross-functional teams to provide guidance on regulatory matters.Stay updated on changes in laws, regulations, and industry standards affecting the banking and financial services sector.Prepare and present compliance reports to senior management and regulatory authorities.Handle regulatory inspections and audits with a proactive approach.Deliver training programs to enhance compliance awareness across the organisation.

The Successful Applicant

A successful VP - Compliance should have:

A postgraduate degree in law, finance, or a related field from a recognised institution.Experience managing compliance frameworks within the banking and financial services industry.Strong knowledge of regulatory requirements and industry practices in Mumbai.Excellent analytical and problem-solving skills with attention to detail.Proven ability to manage multiple stakeholders and prioritise effectively.

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