Investment trade compliance
1 week ago
ob Title : Associate Manager – Compliance Support (Private Equity) Job Location : Bangalore/Delhi NCR, India Job Type: Full Time Morae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients. Responsibilities Review employees’ quarterly brokerage statements working across various geographical locations and flag any potential personal trade breaches to the onshore compliance team Utilize internal compliance tools to ensure that brokerage statements are received prior to internal deadlines, including sending employees reminders and flagging outstanding items to the onshore compliance team Screen and review social media handles of investment (deal) teams and capital partnering teams & flag issues to onshore compliance tea Ensure the new hires' certifications are completed on time by employees & ensure their initial disclosures are up-to-date. Update the leaver's status on the firm’s compliance system and update records accordingly. Perform conflict checks on prospects list and expert network usage reports. Flag any potential issues to the onshore compliance team. Manage and review a high quantity of emails and calendar invites for expert networks to ensure comprehensive recordkeeping. Manage a high volume of transcripts and recordings of expert network calls to ensure records are complete and reach out to networks directly when records are missing. Work directly with third-party services to complete translations of expert network calls not conducted in English. Coordinate with new brokers/dealers to set up direct feed transmission (Electronic Feeds) with the firm’s compliance system. Handle employee queries or queries from external parties such as family offices, brokers/dealers, and system vendors. Work closely with the onshore compliance team on day-to-day compliance matters and support the client team with ad-hoc requests whenever require Skills and Experience Bachelor of Commerce (B. Com) or Master of Business Administration (MBA) with 5-7 years of experience in working for a corporate compliance team at an investment bank or private equity fi Good at working with MS Office tools (Excel, Word, and Power Point Prior experience working on Compliance Tools (i.e., My Compliance Office, STAR Compliance, Comply Sci - PTCC) tool is a pl Strong communication and interpersonal skills About Morae Global Morae Global is a dynamic, high-growth organization that provides an integrated suite of solutions to corporate law departments and law firms and partners with leading software and services providers, both within and outside the legal industry. We are a young company but are made up of seasoned professionals in the legal industry, with a focus on building productive long-term relationships with employees and clients in an environment where collaboration is encouraged, knowledge is shared freely, and diversity of thought, cultures, communities, and points of view is embraced. Our team has the vision to create an effective solution for any business problem and the experience to execute that vision.
-
Bangalore, India Acuity Knowledge Partners Full timeAbout the job: Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...
-
bangalore, India Acuity Knowledge Partners Full timeAbout the job:Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...
-
bangalore, India Acuity Knowledge Partners Full timeAbout the job: Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...
-
Investment Trade Compliance
2 weeks ago
bangalore, India Morae Full timeob Title : Associate Manager – Compliance Support (Private Equity) Job Location : Bangalore/Delhi NCR, India Job Type: Full Time Morae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients. Responsibilities Review employees’ quarterly brokerage statements working...
-
Investment Trade Compliance
2 weeks ago
bangalore, India Morae Full timeob Title : Associate Manager – Compliance Support (Private Equity)Job Location : Bangalore/Delhi NCR, IndiaJob Type: Full TimeMorae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients.ResponsibilitiesReview employees’ quarterly brokerage statements working across...
-
Investment Trade Compliance
2 weeks ago
Bangalore, India Morae Full timeob Title : Associate Manager – Compliance Support (Private Equity) Job Location : Bangalore/Delhi NCR, India Job Type: Full Time Morae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients. Responsibilities Review employees’ quarterly brokerage...
-
Investment Trade Compliance
2 weeks ago
Bangalore, India Morae Full timeob Title : Associate Manager – Compliance Support (Private Equity) Job Location : Bangalore/Delhi NCR, India Job Type: Full Time Morae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients. Responsibilities Review employees’ quarterly brokerage...
-
Investment Trade Compliance
2 weeks ago
Bangalore Urban, India Morae Full timeob Title: Associate Manager – Compliance Support (Private Equity)Job Location: Bangalore/Delhi NCR, IndiaJob Type: Full TimeMorae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients.ResponsibilitiesReview employees’ quarterly brokerage statements working across...
-
Morae | Investment Trade Compliance
2 weeks ago
bangalore, India Morae Full timeob Title : Associate Manager – Compliance Support (Private Equity) Job Location : Bangalore/Delhi NCR, India Job Type: Full Time Morae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients. Responsibilities Review employees’ quarterly brokerage statements working...
-
Morae | Investment Trade Compliance
2 weeks ago
bangalore, India Morae Full timeob Title : Associate Manager – Compliance Support (Private Equity) Job Location : Bangalore/Delhi NCR, India Job Type: Full Time Morae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients. Responsibilities Review employees’ quarterly brokerage statements working...
-
Morae | Investment Trade Compliance
2 weeks ago
bangalore, India Morae Full timeob Title: Associate Manager – Compliance Support (Private Equity)Job Location: Bangalore/Delhi NCR, IndiaJob Type: Full TimeMorae Global seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients.ResponsibilitiesReview employees’ quarterly brokerage statements working across...
-
Trading and Growth Product Manager
1 week ago
bangalore, India Bullsmart Full timeAbout Bullsmart Bullsmart is a fin-tech company that uses technology to help young people start investing. We provide equal investment service opportunities for investors who have started on their investment path. We share cutting-edge financial tech tools, brilliant investment ideas, and wealth growth opportunities with young investors. Our Values · We...
-
Trading and Growth Product Manager
1 week ago
bangalore, India Bullsmart Full timeAbout BullsmartBullsmart is a fin-tech company that uses technology to help young people start investing. We provide equal investment service opportunities for investors who have started on their investment path. We share cutting-edge financial tech tools, brilliant investment ideas, and wealth growth opportunities with young investors.Our Values· We...
-
Trading and Growth Product Manager
1 week ago
bangalore, India Bullsmart Full timeAbout BullsmartBullsmart is a fin-tech company that uses technology to help young people start investing. We provide equal investment service opportunities for investors who have started on their investment path. We share cutting-edge financial tech tools, brilliant investment ideas, and wealth growth opportunities with young investors.Our Values· We...
-
Trade Sales
3 weeks ago
bangalore, India AU SMALL FINANCE BANK Full timeFunctional Role: Acquisition Manager RTFx (Trade and Forex) Location:- Punjab-Ambala, Karnal, Chandigarh, Delhi-NCR, Kolkata, Mumbai, South-Bangalore, Kochi, Chennai, Gujarat- Surat, Ahemdabad, Rajasthan- Jaipur, Udaipur, UP-Agra, Kanpur, MP- Bhopal, Raipur. Relevant Experience:- 2+ years of experience in Sales/Acquisition of RTFx Solutions. Functional...
-
Trade Sales
1 month ago
Bangalore, India AU SMALL FINANCE BANK Full timeFunctional Role: Acquisition Manager RTFx (Trade and Forex) Location:- Punjab-Ambala, Karnal, Chandigarh, Delhi-NCR, Kolkata, Mumbai, South-Bangalore, Kochi, Chennai, Gujarat- Surat, Ahemdabad, Rajasthan- Jaipur, Udaipur, UP-Agra, Kanpur, MP- Bhopal, Raipur. Relevant Experience:- 2+ years of experience in Sales/Acquisition of RTFx Solutions. Functional...
-
Senior Java Developer with Investment Banking
3 weeks ago
bangalore, India Luxoft India Full timePl note candidate should have overall experience of 6+ yrs in Java along with 3-5 yrs experience in Investment Banking or Trading with Microservices and spring experience . He/ She should be available to join in 2 weeks notice period Experience - 6-11 yrs Notice period- Immediate to 2 weeks only (Not going ahead with 30-90 days notice period) Location :...
-
Senior java developer with investment banking
1 month ago
Bangalore, India Luxoft India Full timePl note candidate should have overall experience of 6+ yrs in Java along with 3-5 yrs experience in Investment Banking or Trading with Microservices and spring experience. He/ She should be available to join in 2 weeks notice period Experience - 6-11 yrs Notice period- Immediate to 2 weeks only (Not going ahead with 30-90 days notice period) Location :...
-
Senior Java Developer with Investment Banking
1 month ago
Bangalore, India Luxoft India Full timePl note candidate should have overall experience of 6+ yrs in Java along with 3-5 yrs experience in Investment Banking or Trading with Microservices and spring experience . He/ She should be available to join in 2 weeks notice period Experience - 6-11 yrs Notice period- Immediate to 2 weeks only (Not going ahead with 30-90 days notice period) Location :...
-
Trade Sales
3 weeks ago
bangalore, India AU SMALL FINANCE BANK Full timeFunctional Role: Acquisition Manager RTFx (Trade and Forex)Location:- Punjab-Ambala, Karnal, Chandigarh, Delhi-NCR, Kolkata, Mumbai, South-Bangalore, Kochi, Chennai, Gujarat- Surat, Ahemdabad, Rajasthan- Jaipur, Udaipur, UP-Agra, Kanpur, MP- Bhopal, Raipur.Relevant Experience:- 2+ years of experience in Sales/Acquisition of RTFx Solutions.Functional...
