AVP/ Sr. Manager-Secretarial

2 weeks ago

mumbai, India Talent Corner HR Services Pvt Ltd Full time

AVP / Sr. Manager-Secretarial & Compliance We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a AVP/ Sr. Manager-Secretarial & Compliance with 5 years of experience in the Mutual Fund Industry. Key Responsibilities: ● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations; ● To review and update on regularly basis Compliance Manual and other policies; ● To conduct compliance awareness sessions on Insider Trading,etc; ● To ensure Compliance provision of RBI Act, Foreign Direct Investment norms; AMFI Circulars & notices ● To maintain and update of compliance tracker/ RBI Act and other applicable regulations;AMFI Regulations ● Mutual Fund Reporting (Daily/Monthly/Bi-Monthly/Quarterly/Half yearly/Yearly) as per SEBI/RBI/PMLA guidelines/regulations. ● To Interpret the various Circulars of SEBI,AMFI,RBI and other regulators and decide on course forward for implementation of the same. ● Having knowledge of PMLA Regulations and Anti Money Laundering rules. ● To coordinate with Internal Auditors, Statutory Auditors, SEBI Auditors; ● To maintain cordial relations with the regulators; ● Preparation of Board Agenda, Committee Agenda, and Minutes of the Meetings,To prepare notices, director’s report, and minutes for the Board and General meetings; ● Preparation and periodic updation of Scheme Information Documents ● Review of Half yearly and annual scheme reports/portfolio ● Co-ordinating with various inter-departments on Regulatory Requirements ● Well versed with Clearing Marketing materials under Advertisment Code 2 | Page – Confidential ● Maintaining Statutory registers and records and ensure timely filing of Annual reports, XBRL filings, Annual Returns and other forms with MCA. ● Monitoring the activities of the Company in a proactive manner to detect and prevent potential breaches of compliance Skills required: ● Well versed with SEBI (MF) Regulations ● Root cause analysis, ● Multitasking ● Experience of working in AMC ● Effective Interpersonal Communication Qualification & Experience: ● B.Com, ACS, LLB. ● Any course in Anti Money laundering will be an added advantage. ● 5+ Years of Work Experience in Mutual Fund Industry/AMC Interested candidates can send resume on

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    2 weeks ago

    Mumbai, India Talent Corner HR Services Pvt Ltd Full time

    AVP / Sr. Manager-Secretarial & Compliance We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a AVP/ Sr. Manager-Secretarial & Compliance with 5 years of experience in the Mutual Fund Industry. Key Responsibilities: ● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations; ● To review and...

  • AVP/ Sr. Manager-Secretarial

    2 weeks ago

    Mumbai, India Talent Corner HR Services Pvt Ltd Full time

    AVP / Sr. Manager-Secretarial & ComplianceWe are hiring for one of our Client who is in to Mutual Fund Industry and looking for a AVP/ Sr. Manager-Secretarial & Compliance with 5 years of experience in the Mutual Fund Industry.Key Responsibilities:● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;● To review and update...

  • AVP/ Sr. Manager-Secretarial

    2 weeks ago

    mumbai, India Talent Corner HR Services Pvt Ltd Full time

    AVP / Sr. Manager-Secretarial & Compliance We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a AVP/ Sr. Manager-Secretarial & Compliance with 5 years of experience in the Mutual Fund Industry.Key Responsibilities:● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;● To review and...

  • AVP/ Sr. Manager-Secretarial

    2 weeks ago

    Mumbai, India Talent Corner HR Services Pvt Ltd Full time

    AVP / Sr. Manager-Secretarial & Compliance We are hiring for one of our Client who is in to Mutual Fund Industry and looking for a AVP/ Sr. Manager-Secretarial & Compliance with 5 years of experience in the Mutual Fund Industry.Key Responsibilities:● To ensure timely compliance with the requirements of SEBI (Mutual Fund) Regulations;● To review and...

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