Senior Compliance Officer
12 hours ago
SEBI & Capital Markets Compliance: • Ensure full compliance with SEBI (Merchant Bankers) Regulations, ICDR, LODR, Takeover Code, and related circulars and guidelines. • Handle regulatory filings and correspondence with SEBI, Stock Exchanges, and other market intermediaries. • Ensure compliance in IPOs, open offers, buybacks, delistings, and other capital market transactions. • Maintain proper records, registers, Structure Digital Database and documentation as required under applicable SEBI regulations. Companies Act, 2013 Compliance: • Ensure compliance with all secretarial requirements under the Companies Act, 2013 including Board and General Meetings, ROC filings, and maintenance of statutory registers. • Prepare and maintain minutes, resolutions, and filings related to company law matters. • Coordinate with auditors, legal advisors, and regulators as required. Firm-wide Compliance & Governance: • Monitor overall compliance of the firm with applicable laws and internal policies. • Develop and implement internal compliance policies, manuals, and standard operating procedures. • Conduct periodic compliance audits, risk assessments, and employee training. • Liaise with internal teams to ensure a culture of compliance and governance. • Support senior management and the Board on governance and regulatory matters. Qualified Company Secretary (ICSI) with 3–4 years of post-qualification experience. • Prior experience in a SEBI-registered intermediary or capital markets firm preferred. • Experience in handling inspections or audits by SEBI or MCA. • Ability to interpret and implement regulatory updates quickly. •
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Sr Compliance officer
2 days ago
Ahmedabad, India IMS People Possible Full timeJob Description Job Title: Compliance Officer / Senior Compliance Officer Location: Makarba, Ahmedabad. Shift Timings: - 12:30 PM 10:00 PM IST - 1:30 PM 11:00 PM IST (During Daylight Saving Time) About the Role: We are looking for a detail-oriented and proactive Compliance Officer / Senior Compliance Officer to join our compliance team. The role involves...
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Compliance Officer
3 weeks ago
Jaipur, India Bill Gosling Outsourcing Full timeJob Description Join a Team That's Passionate About Making Lives Better! At Bill Gosling Outsourcing, we believe that success starts with an amazing team. We are a global leader in outsourcing solutions, we focus on making lives better, one connection at a time. We provide tailored solutions to businesses around the globe, specializing in customer care,...
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Compliance Paralegal/Officer
2 days ago
India Emeritus Full timeDaskalos’ or ‘Institute’) seeks an experienced legal professional to oversee privacy legal, compliance, internal audits, and operational privacy management for its physical campuses across India. The candidate will report to the group’s Global Data Protection Officer, who reports to Daskalos’ General Counsel. This role will support the Institute's...
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Compliance Officer
1 week ago
India Weekday AI Full time ₹ 15,00,000 - ₹ 2,00,00,000 per yearThis role is for one of Weekday's clientsSalary range: Rs Rs ie INR 15-20 LPA)Min Experience: 5 yearsJobType: full-timeRequirementsWe are seeking a Company Secretary (5-10 years of experience) as our Compliance officer for SEBI registered entities who is looking forward to an extremely intense and challenging role in our hedge fund-styled investing platform....
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Compliance Officer
1 week ago
Bangalore, Karnataka, , India Vellstone Full time ₹ 40,00,000 - ₹ 80,00,000 per yearJob Title: Compliance OfficerLocation: BangaloreExperience: 2 -4 yearsQualification: Bachelor's or Master's in Law, Commerce, or Finance preferred; CS, CA (Inter), or NISM certifications preferredWork Schedule: Not specified We're hiring a Compliance Officer for MintCap, a fintech company revolutionizing finance for traders with an AI and data -driven...
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Senior Manager
1 week ago
India Good Business Lab Full timeAbout Us:Good Business Lab is an independent, non-profit labor innovation company. We use rigorous academic research to prove that worker well-being programs have business impacts. We develop market-ready, scalable interventions that benefit both workers and businesses. Our goal is to disrupt the traditional notion of business and show that worker well-being...
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Senior Executive Compliance
4 weeks ago
Bangalore Urban, Karnataka, India, IN VEGROW Full timeJob Title: Senior Executive – ComplianceLocation: BangaloreDepartment: Legal & ComplianceEmployment Type: Full-timeRole Overview:We are seeking a detail-oriented and proactive Senior Executive – Compliance to ensure smooth execution of statutory and business-critical compliance activities, including licensing, regulatory filings, documentation, and...
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Urgent! Compliance Officer
3 weeks ago
Bhiwandi, India LUCKY-TECH Membranes Pvt Ltd Full timeJob Description Here's a tailored Job Description (JD) for a Compliance Officer suited to Lucky-Tech Membranes Pvt. Ltd., a mid-sized manufacturing company in the technical textiles sector: Job Title: Compliance Officer Department: HR & Administration / Legal Location: [Your Location, e.g., Bhiwandi / Head Office] Reporting To: HR Head / Director Job...
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Senior Manager
2 weeks ago
India Good Business Lab Full timeAbout Us: Good Business Lab is an independent, non-profit labor innovation company. We use rigorous academic research to prove that worker well-being programs have business impacts. We develop market-ready, scalable interventions that benefit both workers and businesses. Our goal is to disrupt the traditional notion of business and show that worker...
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Senior Manager
1 week ago
India Good Business Lab Full timeAbout Us: Good Business Lab is an independent, non-profit labor innovation company. We use rigorous academic research to prove that worker well-being programs have business impacts. We develop market-ready, scalable interventions that benefit both workers and businesses. Our goal is to disrupt the traditional notion of business and show that worker...
