Compliance & Company Secretary Associate

2 weeks ago


Mumbai, India Stellar Capital Management Full time

Company Description At Stellar ( we're building AI-powered wealth management for modern Indians. Powered by advanced AI and institutional-grade quantitative research, Stellar Capital Management helps modern Indians achieve smooth net worth growth. The company focuses on true risk diversification that complements a holistic financial picture. Clients experience hyper-personalized investment management with unmatched transparency and convenience. Compensation Highlights Top-of-market cash compensation We are recruiting for a versatile PMS Compliance Officer & Company Secretary : Compliance Ownership Lead end-to-end compliance processes and liaisoning across SEBI, RoC, and other regulatory bodies, including for initial PMS license procurement Proactively anticipate regulatory changes and adapt compliance processes ahead of formal announcements Undertake the responsibilities of our designated company secretary Governance, Legal, and Finance Coordination Coordinate closely with external CA, legal advisors, and internal stakeholders to uphold impeccable corporate governance Manage internal financial operations Experience: 5+ years in compliance and operations for a SEBI-registered PMS, with a track record of successfully navigating regulatory audits Enthusiastic about proactively taking ownership of diverse responsibilities across compliance and operations Bonus: Zero-to-one experience at fintech startups and interest in staying fluent in modern AI tools we are a high-performance sports team- and our sport is solving users' problems


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