Executive - Broking Operations

4 days ago


india Axis Capital Ltd. Full time

Responsibilities:

  • In-depth understanding of KYC requirements as per SEBI, NSE & BSE regulations for the capital markets. Act as a subject matter expert for the KYC team.
  • Function both as an individual contributor and manager of the KYC team to ensure all the onboarding processes of the KYC are delivered per predefined SLA.
  • Lead the effort to Execute recertification of clients in adherence to the KYC Policy
  • Liaise with Compliance for KYC approval.
  • Keep accurate track record of all KYC requests, from receipt through onboarding.
  • Ensure adherence to all regulatory requirements from a KYC perspective.
  • Ensure timely action on client Empanelment requirements.
  • Identify, analyze, and explore proposed course of actions to line manager in relation to production, changes in KYC policy and system issues.
  • Drive “Right First Time” performance and provide feedback to support maintaining and improving standards.


Relevant Skills, Knowledge, and Experience:

  • Excellent Communication skills written & verbal communication skills.
  • Proficient in Microsoft Word, Excel, and Outlook.
  • Well-developed interpersonal, problem-solving, and influencing skills
  • Exhibit a high willingness to collaborate with all levels of the organization.
  • Solution driven.


Experience:

  • 2 to 5 years of experience


Qualification:

  • Graduation, MBA


Reporting To:

  • Head of Broking Operations


Location:

  • Worli, Mumbai



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