Investment Compliance

2 weeks ago

Bangalore, India Acuity Knowledge Partners Full time

Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts, combined with proprietary technology, supports more than 500 financial institutions and consulting companies to operate more efficiently and unlock their human capital, driving revenue higher and transforming operations. Acuity is headquartered in London and operates from 10 locations worldwide. The company fosters a diverse, equitable and inclusive work environment, nurturing talent, regardless of race, gender, ethnicity or sexual orientation. Acuity was established as a separate business from Moody’s Corporation in 2019, following its acquisition by Equistone Partners Europe (Equistone). In January 2023, funds advised by global private equity firm Permira acquired a majority stake in the business from Equistone, which remains invested as a minority shareholder. Investment compliance team is responsible for implementing controls and processes which will ensure that all investments in various portfolios are adhering to regulatory as well as client issued guidelines. The incumbent will primarily be responsible for reading investment management agreements and extracting, analyzing, coding of client, regulatory and internal investment guidelines on various compliance systems like Sentinel, Aladdin, AIM etc. The incumbent will also be responsible for performing daily review of post trade incidents, researching any potential breach during trading, liaising with onshore analysts and portfolio management teams to ensure portfolios are complying to all guidelines. Associate of the investment compliance team will be an expert in the process and should be able to perform the task with minimal support of senior team members. The incumbent should be able to handle queries of the junior team members and share best practices with them and help them come up the learning curve faster. New

  • Investment Compliance

    2 weeks ago

    bangalore, India Acuity Knowledge Partners Full time

    About the job:Acuity Knowledge Partners (Acuity) is a leading provider of bespoke research, analytics and technology solutions to the financial services sector, including asset managers, corporate and investment banks, private equity and venture capital firms, hedge funds and consulting firms. Its global network of over 6,000 analysts and industry experts,...

  • Senior Investment Compliance Analyst

    2 weeks ago

    bangalore, India beBeeInvestment Full time

    Compliance Specialist– Investment Management Job DescriptionAre you an analytical and detail-oriented individual with a passion for investment compliance? Do you have strong problem-solving skills and excellent communication abilities? We are seeking a Compliance Specialist to join our team in Investment Management.The successful candidate will be...

  • Chief Investment Compliance Officer

    4 minutes ago

    bangalore, India beBeeCompliance Full time

    Investment Compliance RoleAbout this position:Develop and implement controls and processes for investment compliance.Analyze investment management agreements to extract, analyze, and code client, regulatory, and internal guidelines.Perform regular review of post-trade incidents and research potential breaches during trading activities.This role involves new...

  • Funded Algo/ Quant- trader

    7 days ago

    bangalore, India ANT Investment Full time

    Company DescriptionFounded with a mission to empower traders, Ant Investment stands out as industry veterans who understand the problems of trading and execution. We provide financial assistance to ace traders and firms, supported by very patient capital and a long-term association with brokers for executional superiority.Role DescriptionThis is a contract...

  • Funded Algo/ Quant- trader

    7 days ago

    bangalore, India ANT Investment Full time

    Company Description Founded with a mission to empower traders, Ant Investment stands out as industry veterans who understand the problems of trading and execution. We provide financial assistance to ace traders and firms, supported by very patient capital and a long-term association with brokers for executional superiority. Role Description This is a...

  • Investment Analyst

    1 week ago

    bangalore, India Talentfleet Solutions Full time

    Key Responsibilities ● Investment Research & Analysis: Conduct financial and strategic due diligence onstartups, analyze private company filings (MCA/ROC), assess ESOP structures, andbuild investment memos and valuation models. ● Transaction Execution: Drive end -to -end deal closure including term sheetpreparation, legal documentation review (SPA, SHA,...

  • Marketing Compliance

    4 weeks ago

    bangalore, India CES Full time

    Greetings from CES!!! We’re currently looking for an Analyst/ Team Lead/AM - Marketing Compliance and I think you could be a good fit. We are looking for 6+ years of experience in Marketing Compliance, I’d like to tell you a little more about this position and learn a few things about you as well. Are you available for a quick call? If so, I’d be happy...

  • Head of Finance

    5 days ago

    Bangalore, India ACSEL Technology Forum Full time

    The Finance and Compliance Head will be responsible for ensuring the financial integrity, regulatory compliance, and statutory obligations of the Centre of Excellence (CoE) in AI. As a Section 8 company raising and deploying government funds into startups for equity stakes, the CoE requires strict adherence to financial governance, fund utilization norms,...

  • Finance and Compliance Head

    5 days ago

    Bangalore, India ACSEL Technology Forum Full time

    All applications must be sent to: Position Summary: The Finance and Compliance Head will be responsible for ensuring the financial integrity, regulatory compliance, and statutory obligations of the Centre of Excellence (CoE) in AI. As a Section 8 company raising and deploying government funds into startups for equity stakes, the CoE requires strict adherence...

  • Finance and Compliance Head

    7 days ago

    bangalore, India ACSEL Technology Forum Full time

    All applications must be sent to: info@acsel.inPosition Summary:The Finance and Compliance Head will be responsible for ensuring the financial integrity, regulatory compliance, and statutory obligations of the Centre of Excellence (CoE) in AI. As a Section 8 company raising and deploying government funds into startups for equity stakes, the CoE requires...