Chief Regulatory Compliance Officer

8 hours ago

Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000
Job Title

The Compliance Manager is responsible for ensuring ongoing compliance and reporting as required under SEBI AIF and PMS regulation.

Key Responsibilities:

  • Preparing and submitting monthly, quarterly, annual regulatory filings, reports, and disclosures to SEBI and other relevant authorities.
  • Liaising and coordinating with regulators for PMS, AIF compliance, and queries.
  • Monitoring ongoing and event-based submissions with RBI and Income Tax (FATCA/CRS, FIRMS, etc).
  • Reviewing, preparing, and updating Private Placement Memorandum and amendments including Trust Deed, KYC documents, contribution agreements, distribution agreements, and intimation to regulatory Authorities wherever required.
  • Coordinating with various service providers/vendors/forums for compliance-related matters pertaining to AIF and PMS.
  • Liaising with internal auditors and statutory auditors and effectively handling SEBI inspections; interacting with auditors and other external parties for regulatory requirements and routine regulatory filings.
  • Coordinating with counsels for legal support, opinions, and clarifications.
  • Monitoring changes in SEBI regulations, directives, and circulars to ensure that the organisation's practices and policies remain up-to-date and compliant.
  • Liaising with product and sales teams on products and filings preparation/updating of Private Placement Memorandum and amendments including Trust Deed review of Application Form, literature, factsheets, communiques, and communications.
  • Conducting and arranging Committee meetings - valuation committee, investment Management committee; also to maintain minutes of all committee meetings.
  • Developing, implementing, and managing organisational compliance policies and procedures in line with applicable laws, regulations, and industry best practices.
  • Reviewing marketing material and other marketing/sales documents from a regulatory perspective; inclusive of advertisement literature, factsheets, and communications.
  • Drafting and vetting various agreements, legal documents, policies, and standard operating procedures.
  • Collaborating with internal departments to provide guidance on compliance-related matters.
  • Maintaining comprehensive and accurate records of compliance activities and documentation, ensuring easy access for internal and external review.

  • Chief Financial Officer

    15 hours ago

    Bharatpur, Rajasthan, India beBeeFinancial Full time ₹ 12,00,000 - ₹ 16,00,000

    Job Title: Chief Financial OfficerCompany OverviewWe are a reputable ophthalmology practice dedicated to providing exceptional eye care services. Our team of expert doctors and support staff utilize the latest technology and procedures to deliver comprehensive eye care services including cataract surgery, pediatric eye care, glaucoma treatment, dry eye...

  • Regulatory Compliance Specialist

    1 week ago

    Bharatpur, Rajasthan, India beBeeRegulatory Full time ₹ 17,59,300 - ₹ 23,99,130

    Compliance Professional RoleWe are seeking a highly skilled and experienced Compliance Professional to join our team.Job Summary:The Compliance Officer will be responsible for ensuring adherence to regulatory requirements, providing compliance guidance, and continuously tracking and evaluating regulatory updates relevant to the organization.Key...

  • Chief Regulatory Specialist

    1 day ago

    Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 18,00,000

    Job Description">A Compliance Officer is responsible for ensuring that all regulatory submissions are periodically uploaded in the IRDA portal, post concurrence with relevant stakeholders. This includes new business submissions, schedules submissions, SP submissions, complaints submissions, financial statements submissions, and compliance certificates as...

  • Regulatory Compliance Specialist

    3 days ago

    Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 90,00,000 - ₹ 1,20,00,000

    Job Overview\We are seeking a Regulatory Compliance Specialist to support end-to-end submissions for global markets. As a key member of our team, you will play a crucial role in ensuring compliance with global regulatory requirements.\

  • Compliance Officer

    15 hours ago

    Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Job TitleCompliance Officer Job DescriptionWe seek a seasoned Compliance Officer with extensive experience in internal audit, regulatory compliance, and anti-money laundering to lead our testing program. The ideal candidate will have strong risk assessment skills, excellent communication abilities, and the capacity to train and mentor colleagues. This role...

  • Chief Compliance Officer

    1 day ago

    Bharatpur, Rajasthan, India beBeeAuditor Full time ₹ 18,00,000 - ₹ 25,00,000

    Internal Auditor PositionIn this role, you will be responsible for conducting internal audits to ensure the organization's operational efficiency and financial reliability.Main Responsibilities:Perform internal audit reviews to identify areas for improvement and ensure compliance with regulatory requirementsParticipate in risk assessments to identify...

  • Regulatory Compliance Professional

    1 day ago

    Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 17,50,000 - ₹ 22,50,000

    Job Title: Regulatory Compliance ManagerJob Overview:This role requires a strategic thinker to oversee the manufacturing plant's compliance with local, state, and federal regulations. The ideal candidate will have strong communication skills to liaise with regulatory bodies, ensure effective communication between departments, and maintain a thorough...

  • Regulatory Compliance Manager

    1 day ago

    Bharatpur, Rajasthan, India beBeeCompliance Full time ₹ 17,49,999 - ₹ 24,99,999

    ">Compliance Oversight ProfessionalThe Compliance Oversight Professional will play a pivotal role in ensuring the accuracy and completeness of regulatory reporting processes. This position requires collaboration with various stakeholders to drive strategic initiatives and process improvements.Key Responsibilities:Ensure comprehensive process documentation...

  • Chief Payables Officer

    7 days ago

    Bharatpur, Rajasthan, India beBeePayables Full time ₹ 2,00,00,000 - ₹ 2,50,00,000

    Job Title: Chief Payables OfficerReports to: Financial DirectorThe Head of Payables is responsible for leading and overseeing the accounts payable function, managing vendor payments, team operations, process improvement, and compliance to ensure robust financial performance and accurate records.Key Responsibilities:Ensure timely and accurate processing of...

  • Chief People Officer

    3 days ago

    Bharatpur, Rajasthan, India beBeeManagement Full time ₹ 18,00,000 - ₹ 22,00,000

    Job Title: Chief People OfficerThe Chief People Officer plays a pivotal role in spearheading all human capital activities, ensuring alignment with business objectives. The ideal candidate will have experience in leading people operations and demonstrate strong leadership, problem-solving, and employee engagement capabilities.Key Responsibilities:Strategic HR...