Compliance Specialist for Prudent Insurance Brokers

15 hours ago


Gurgaon, Haryana, India Prudent Insurance Brokers Private Limited Full time

We are seeking a highly skilled Compliance Specialist to join our team at Prudent Insurance Brokers Private Limited. This role involves analysing IRDAI and IFSCA Circulars/Guidelines, preparing summary briefs, and developing checklists applicable to intermediaries (brokers).

- Ensuring advertising compliance with applicable guidelines, reviewing internal proposals, providing necessary disclaimers, approving, and timely filing on the BAP portal of IRDA.

- Filing regulatory returns for IRDAI.

- Preparing declarations and undertakings as per business requirements, tenders, etc.

- Updating monthly compliance calendars, assisting in drafting SOPs, presentations, and compliance framework requirements by authorities.

- Collaborating with wider compliance functions to identify emerging regulatory risks and enhancing reportable issues.

- Coordinating with internal stakeholders for data analysis, detecting, and preventing money laundering activities

- Reviewing Terms of Business Agreements and providing inputs based on IRDA compliance purview.

The ideal candidate will possess a Master's degree in Commerce/Finance or equivalent experience. Pursuing a General LLB/CA/CS would be an additional advantage. A minimum of 2-5 years' experience in General Insurance, Broker, or TPA, Bank & NBFC in Compliance functions is required. Good communication skills, quality management, financial planning and strategy, critical thinking, and problem-solving skills are essential.

We offer a competitive salary range of ₹8.50 lakhs - ₹11.50 lakhs annually, commensurate with experience. Benefits include comprehensive health insurance, retirement plans, and opportunities for professional growth and development.



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