
Market Surveillance Specialist
4 days ago
Market Surveillance Specialist
The Market Surveillance team is expanding rapidly due to evolving regulations, audit recommendations, and regulatory requirements. With increased surveillance coverage and alert volume, we are seeking skilled professionals to review, analyze, and investigate market abuse trading activity.
Key Responsibilities:
- Review, analyze & investigate market abuse trading alerts as per guidelines.
- Document and upload analysis results for record-keeping with accuracy and timeliness.
- Use research tools for deeper investigations.
- Escalate suspicious activities for further investigation.
- Ensure timely and accurate escalation of alerts to Level 2 investigators.
- Comply with regulatory standards and industry best practices.
- Collaborate with team members and stakeholders.
- Meet quality assurance (QA) standards.
Required Skills and Qualifications:
- 2+ years of experience in banking/financial industry.
- Strong understanding of capital markets and market abuse types.
- Analytical mindset with investigative skills to detect red flags.
Benefits:
This role offers the opportunity to work with a dynamic team, contributing to the safeguarding of financial markets.
Technical Competencies:
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