Risk Management Professional

2 days ago


Gurgaon, Haryana, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Job Title: Compliance Specialist

The primary responsibility of this role is to oversee and ensure the firm's adherence to regulatory guidelines.

Key Responsibilities:

  • Monitor and interpret regulatory changes, ensuring timely implementation of required updates.
  • Prepare and submit periodic compliance reports, regulatory filings, and returns as mandated.
  • Daily/weekly/monthly transaction surveillance and compliance checks to identify and address potential issues.
  • Internal audits and external inspections by statutory auditors to guarantee adherence to regulations.
  • Drafting, implementing, and monitoring Insider Trading Policy and Code of Conduct to maintain a fair and transparent work environment.

Position Overview:

This role oversees the full spectrum of compliance functions for our business, including risk management and regulatory oversight.



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