
Senior Compliance Officer
4 days ago
Job Objective:
- We are seeking a skilled and detail-oriented Deputy Manager to join our team.
- The ideal candidate will be responsible for scrutinizing and processing applications for change in director details, as well as screening all related applications.
- Maintain accurate records, update control sheets, and follow up with members via mail and phone calls.
- Our Deputy Manager will be responsible for scrutinizing and processing shareholding/DPG pattern constitution/re-constitution of partnership firm.
- Update records, maintain control sheets, and follow up with members accordingly.
- The selected candidate will be responsible for scrutinizing and processing applications for change in name of member entity and office address, updating the SEBI portal, and ensuring seamless operations.
- Update members' names and addresses in the CRM database as per their requests.
- Our Deputy Manager will be responsible for managing tasks effectively, meeting deadlines, and maintaining a proactive approach to ensure seamless operations.
- Strong analytical skills required for managing these tasks effectively.
Required Qualifications and Experience:
- A CS/CA/MBA degree from a reputable institution is necessary.
- 3-4 years of experience in securities/capital markets or related fields are required.
Desired Skills:
- Proactive and result-oriented approach.
- Strong analytical and execution skills.
- Excellent communication and problem-solving abilities.
- Ability to learn and develop best practices across various groups.
- Adherence to regulatory standards.
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